Compliance - WA

• Document No.

• Audit Title

• Client / Site

• Conducted on

  Date

• Prepared by

• Location
  Address

• Personnel

Stock and Cash

• Cyclic Counts performed as per schedule

  Yes

  No

  N/A

• Cyclic count variances investigated and remedied

  Yes

  No

  N/A

• Cash variances investigated - measures in place

  Yes

  No

  N/A

• Cash Handling procedures in place - drops below $300

  Yes

  No

  N/A

• Safe Combination changed - last staff left or 3 months

  Yes

  No

  N/A

• Safe Spot check completed daily

  Yes

  No

  N/A

Key Holders - CMS

• Alarm panel codes and users correct

  Yes

  No

  N/A

• CMS Key Holders correct

  Yes

  No

  N/A

Licensing

• Approved Manager coverage

  Yes

  No

  N/A

• Approved Managers on duty

  Yes

  No

  N/A

• RSA Certificates available for all staff and current

  Yes

  No

  N/A

• Licensing Signage up and to standard

  Yes

  No

  N/A

• Incident Register used daily and signed off by Manager<br>

  Yes

  No

  N/A

• Cigarette Compliance correct

  Yes

  No

  N/A

• License Store Plan available - staff knowledge of location

  Yes

  No

  N/A

General

• AM Notes actioned and filed

  Yes

  No

  N/A

• WA Team Weekly actioned and filed

  Yes

  No

  N/A

• Ad Pack Review - actioned and filed

  Yes

  No

  N/A

• Traffic Lights actioned in timely manner

  Yes

  No

  N/A

• Old POS Users removed - ISIS & Office

  Yes

  No

  N/A

• Core Comms actioned and closed out

  Yes

  No

  N/A

• P&L Review & Action Plan

  Yes

  No

  N/A

• IBT's - are there any open? Are there any rejected and not redone?

  Yes

  No

  N/A

• Are there any orders past 7 days?

  Yes

  No

  N/A

• Are there any Saved Transactions in register

  Yes

  No

  N/A