Information
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Audit Title
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Client / Site
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Conducted on
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Prepared by
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Location
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Personnel
1. Working at Heights
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1.1. Fall risks of 2m or more? (including voids, pits, and trenches)
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1.2. Lack of edge protection?
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1.3. Unsafe or incomplete edge protection?
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1.4. Risk of falling materials?
2. Plant and Equipment
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2.1. Unsafe or damaged plant/equipment? (including missing or damaged guards)
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2.2. Incorrect plant /equipment for job? (e.g. grinding discs for cutting)
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2.3. Unsafe or incompatible attachments used with plant/equipment?
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2.4. Unlicensed operators?
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2.5. Small tools register?
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2.6. Daily plant inspections?
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2.7. Statutory inspections?
3. Scaffolds
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3.1. Unsafe or incomplete scaffold?
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3.2. Lack of inspection protocol for scaffold?
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3.3. Safe Work Load (SWL) exceeded? (tools, stored materials, number of persons)
4. Lifting Equipment
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4.1. Unsafe or damaged plant?
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4.2. Loads lifted over persons, close proximity to obstacles incl. overhead power lines?
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4.3. Lifting register in place?
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4.4. Lack of SWL information displayed?
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4.5. Statutory inspections available?
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4.6. Unsafe or damaged lifting equipment, including ropes, slings, chains, hooks?
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4.7. Unlicensed operators?
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4.8. Weekly inspection of lifting equipment and accessories?
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4.9. SWL of plant or any lifting equipment exceeded?
5.0 Excavations
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5.1. Sufficient shoring/banking?
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5.2. Regular inspections?
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5.3. Confined space requirements?
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5.4. Permit to dig in place?
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5.5. Buried services - plans available, CAT scan records in place?
6. Harness/leading Edge Works and Equipment
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6.1. Unsafe or damaged harness or equipment?
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6.2. Incompatible hooks/equipment?
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6.3. Unsafe or uncertified anchor points?
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6.4. Lack of inspection protocol for equipment?
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6.5. Lack of or inadequate formal training for operators?
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6.6. Permits in place?
7. Ladders
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7.1. Unsafe or damaged ladders?
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7.2. Unsafe positioning of ladders?
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7.3. Ladder not properly secured?
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7.4. Ladder unsuitable for job? (e.g. metal ladder used for electrical work)
8. Hazardous Manual Handling Tasks
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8.1. Lack of identification hazardous manual tasks?
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8.2. Lack of assessment of hazardous manual tasks?
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8.3. Inadequate risk controls? (examples: no job rotation, lighter loads, trolleys, lifting equipment, etc)
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8.4. Lack of training in risk controls and safe lifting/ team lifting techniques?
9. Hazardous Chemical (including fuel and oil)
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9.1. Unsafe storage location? (e.g. flammables near ignition sources, spills could enter stormwater drains, etc)
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9.2. Incompatible chemicals stored near each other?
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9.3. Inadequate spill containment equipment?
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9.4. COSHH assessments available on site?
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9.5. Lack of emergency procedures for injury/spills/fire etc?
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9.6. Excessive quantities stored on site or in vehicles?
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9.7. Insufficient ventilation?
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9.8. Insufficient, or incorrect, PPE?
10. Traffic Management
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10.1. Lack of, or inadequate, Traffic Management Plan (TMP) in place?
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10.2. Banksmen on site? <br>(contractors and visitors)
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10.3. Inadequate controls for TMP? (physical barriers, bollards, speed limits, flashing lights, spotters, etc)
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10.4. Gateman in place and site security?
11. Personal Protective Equipment (PPE)
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11.1. Lack of, or inadequate PPE (including sun protection)
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11.2. Lack of system to issue, inspect, replace and monitor PPE?
12. Work Environment & Welfare
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12.1. Lack of/or inadequate amenities? (toilets, wash areas, lunch rooms, etc)
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12.2. Insufficient lighting?
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12.3. Inadequate housekeeping?
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12.4. Lack of vibration control?
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12.5. Lack of noise assessments and control?
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12.6. Adequate storage?
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12.7. Adequate access and egress arrangements?
13. Electrical Hazards
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13.1. Unsafe electrical leads? (damaged, out of test date or untested)
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13.2. Contact with underground services?
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13.3. Contact with overhead electrical lines?
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13.4. Leads placed in appropriately (on ground or on metal structures, near flammables, likely to get damaged?)
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13.4. Lack of Lock-out/tag-out (LOTO) procedures for electrical equipment?
14. Environmental Hazards
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14.1. Lack of/or inadequate Environmental Management plan (EMP)?
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14.2. Lack of/or inadequate, dust suppression system?
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14.3. Lack of/or inadequate systems to prevent contaminants entering stormwater drains?
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14.4. Wash Out Area / a Wheel Wash
15. Administrative Procedures
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15.1. Lack of/or inadequate Construction Phase Plan?
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15.2. Failure to issue permits (Permit to strike, permit to dig, Hot Works, Confined Space etc)
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15.3. Lack of, or inadequate, induction for workers, contractors, visitors?
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15.4. Lack or, or inadequate, supervisory arrangements?
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15.5. Lack of/or inadequate training, licenses, skills, experience (CSCS cards, sentinel cards)
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15.6. Tool box talks completed?
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15.7. Lack of/or inadequate Method Statements and Risk Assessments (RAMS)?
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15.8. Lack of, or inadequate system to review SWMS as needed?
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15.9. F10 in place?
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15.10. Lack of, or inadequate, routine inspections, monitoring, audits?
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15.11. Have staff been briefed by the COSS? (Rail only).
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15.12. Lack of/or inadequate RAMS communication?
16. Emergency Response
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16.1. Lack of, or no emergency plans for site?
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16.2. Emergency procedures not displayed at site?
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16.3. Emergency retrieval ?
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16.4. Lack of, or inadequate first aid kits aid equipment for site?
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16.5. Insufficient access to formally trained First Aiders for all shifts?
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16.6. Unsuitable or inadequate communication equipment?
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16.7. Position of safety? (Rail only).
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16.8. Fire extinguishers in place?
17. Drugs an alcohol
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17.1. Alcohol and drugs records available?
18. Non rectification of previous issues
Corrective Actions
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Add drawing
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Add media
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Enter any corrective actions that will be undertaken
Sign Off
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On site representative
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Auditor's signature
