Information

Training , Development and CPD Register

  • Training Register for Name of Financial Services Provider / Business:

  • Document No.

  • Name of Person:

  • Training/ CPD Period:

  • CPD Required:

  • CPD obtained

Informal Training

Training and Professional Development Register

  • In terms of Section 18 of the Financial Advisory and Intermediary Services Act, a record must be kept of all training interventions, and continuous professional development for Representatives.

    This could include technical training provided by e.g. broker consultants, self study, attending launches, formal courses, inhouse training, reading pertinent publications or articles, development work, the provision of training etc.

Record of Interventions - Informal

    Training and CPD Records
  • Date:

  • Nature of intervention

  • Provider

  • Description of intervention

  • Broker Consultant training

  • Business breakfast

  • Workshop

  • Product Launch

  • Technical Training

  • Compliance Training

  • Economic overview

  • Other

  • Description/Topic

  • Duration

  • CPD

  • CPD points

  • Verification

  • Value 0 = No Value and 10 = Max Value

  • Verifier

  • Informal training session

  • Self - study : Reading of Topical issues

  • Group Discussions

  • Consultant providing training

  • Compliance Training

  • Online course

  • Other

  • Description/ Topic

  • Duration

  • Value 0 = No Value and 10 = Max Value

  • CPD

  • CPD points

  • Verification

  • Verifier

Formal Training

Training and Professional Development Register

  • In terms of Section 18 of the Financial Advisory and Intermediary Services Act, a record must be kept of all training interventions, and continuous professional development for Representatives.

    This could include technical training provided by e.g. broker consultants, self study, attending launches, formal courses, inhouse training, reading pertinent publications or articles, development work, the provision of training etc.

Record of Interventions - Formal

    Training and CPD Records
  • Nature of intervention

  • next section

  • Institution

  • Course

  • Duration

  • NQF level and credits (if known)

  • Date completed

  • CPD

  • CPD Points

  • Verification

  • Value 0 = No Value and 10 = Max Value

  • Recognised qualification

  • Add signature

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