Title Page
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Instructions: This form must be used to investigate all work-related incidents resulting in injury regardless of severity. It is requested Supervisors or other designee complete this form and submit it to the Safety Director within 24 hours of the event.
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WHEN DETERMINING INCIDENT CONTRIBUTING FACTORS, REMEMBER THE FOLLOWING:
1. The team member’s actions made sense to them at the time of the incident (circumstances and perceptions).
2. Look beyond the individual(s) involved in the incident (focus on the incident, not the individual).
3. The Root Cause Analysis RCA process must be focused on fact, not fault finding.
4. Determine error precursors and flawed or missing safeguards that contributed to the incident
1. General Information
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Employee(s) Involved:
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Job Title:
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Incident Date & Time:
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Empire Office Unit Location:
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Address where event occurred
2. Incident Details
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What Object(s) Directly Harmed the Employee?
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Were There Any Witnesses?
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Were Statements Obtained?
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Was This an Injury, Illness, or Other?
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Please Explain Other:
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Was a Doctor Seen?
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Doctor's Name
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Treating Facility Name
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Phone Number
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Treating Facility Address
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If the event resulted in Injury, what was the nature of the injury?
- Heat/Cold Burn
- Chemical Inhalation
- Sprain
- Struck-by
- Electrical Shock
- Foreign Body
- Strain
- Slip
- Physical Exhaustion
- Heat/ColdStress
- Contusion/Bruise
- Trip
- Cut/Laceration
- Chemical Burn
- Chemical Irritation
- Fall
- Other
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Please Explain Other:
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Classification?
- Dr.Visit/Evaluation Only
- First Aid
- Medical Treatment
- Restrictive Duty
- Loss Time
- Other
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Please Explain Other:
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NOTE: Be prepared to provide the employee’s SSN and pay rate for loss time injuries when reporting loss time injuries to ESIS.
3. Contributing Factors
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Please select all that apply
Work Rules/Practices
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Factor(s)
- Not followed
- Not understood
- Not established
- Action of Co-Worker
- Improper Procedure
- Inattention
- Lack of training
- Horseplay
- Disregard for safety
- Other
- N/A - Not Applicable
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Please indicate
Tools/Equipment
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Factor(s)
- Controllable Physical Defect
- Uncontrollable Physical Defect
- Guarding Deficiency/Defect
- Working on Moving Equipment
- Defective Tools or Equipment
- Improper Tools or Equipment
- Bypass Safety Device
- Improper Lockout/Tagout
- Other
- N/A - Not Applicable
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Please indicate
Motivation
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Factor(s)
- Workload
- Schedule
- Temperature Extremes/Weather
- Distraction
- Excessive Overtime/Fatigue
- Lack of Supervision
- Working Beyond Skill Level
- Speed of Work
- Other
- N/A - Not Applicable
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Please indicate
Maintenance
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Factor(s)
- No PM Schedule
- Incomplete PM Schedule
- Maintenance Deficiencies
- Other
- N/A - Not Applicable
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Please indicate
Engineering
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Factor(s)
- Engineering Deficiencies
- No Standardized Procedure
- Inadequate Standards/Procedures
- Other
- N/A - Not Applicable
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Please indicate
Other
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Factor(s)
- Not Using PPE
- Improper Selection of PPE
- Improper Body Mechanics
- Housekeeping
- Other
- N/A - Not Applicable
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Please indicate
4. Incident Root Cause(s)
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Provide a detailed description of the incident root cause(s).
5. Corrective Actions
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Corrective actions to be taken to prevent recurrence:
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Report was completed by:
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Your title:
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Your signature:
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Today's date: