Title Page

  • Company

  • Address
  • Internal Auditor

  • Conducted on

Internal Audit Checklist

Stage 1: Internal Audit Preparation

  • Initiate the audit with a service order, internal control questionnaire, etc.

  • Collect and process information

  • Perform a risk analysis with a table of strengths and weaknesses

  • Develop the internal audit program

  • Conduct an opening session

Stage 2: Internal Audit Execution

  • Collect evidence at the premises

  • Finding and reporting irregularities

  • Review working papers

  • Conduct a closing session

Stage 3: Internal Audit Reporting

  • Create the draft internal audit report

  • Transmit the draft audit report

  • Conduct a reconciliation meeting

  • Create the final report

  • Prepare a list of documents

  • Disseminate the internal audit report

Stage 4: Internal Audit Monitoring

  • Implement procedures and operations to ensure compliance with rules, regulations and laws

  • Assess the depth of management and internal control in order to remove any shortcomings of the public entity

  • Examine the impact of the set objectives and desired quality of the public in terms of the criteria of economy, efficiency and economy


  • Recommendations

  • Internal Auditor Name & Signature

The templates available in our Public Library have been created by our customers and employees to help get you started using SafetyCulture's solutions. The templates are intended to be used as hypothetical examples only and should not be used as a substitute for professional advice. You should seek your own professional advice to determine if the use of a template is permissible in your workplace or jurisdiction. You should independently determine whether the template is suitable for your circumstances.