Use this internal audit checklist to make sure that the 4 basic stages of internal auditing is performed in any workplace: 1) preparation; 2) execution; 3) reporting; and 4) monitoring. Mark each item as "Done", "In Progress", "Not Done", or "N/A" accordingly, and easily assign actions for tasks that has yet to be completed.
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Title Page
Company
Address
Internal Auditor
Conducted on
Internal Audit Checklist
Stage 1: Internal Audit Preparation
Initiate the audit with a service order, internal control questionnaire, etc.
Collect and process information
Perform a risk analysis with a table of strengths and weaknesses
Develop the internal audit program
Conduct an opening session
Stage 2: Internal Audit Execution
Collect evidence at the premises
Finding and reporting irregularities
Review working papers
Conduct a closing session
Stage 3: Internal Audit Reporting
Create the draft internal audit report
Transmit the draft audit report
Conduct a reconciliation meeting
Create the final report
Prepare a list of documents
Disseminate the internal audit report
Stage 4: Internal Audit Monitoring
Implement procedures and operations to ensure compliance with rules, regulations and laws
Assess the depth of management and internal control in order to remove any shortcomings of the public entity
Examine the impact of the set objectives and desired quality of the public in terms of the criteria of economy, efficiency and economy
Completion
Recommendations
Internal Auditor Name & Signature
SafetyCulture Staff
Internal Audit Checklist
Use this internal audit checklist to make sure that the 4 basic stages of internal auditing is performed in any workplace: 1) preparation; 2) execution; 3) reporting; and 4) monitoring. Mark each item as "Done", "In Progress", "Not Done", or "N/A" accordingly, and easily assign actions for tasks that has yet to be completed.
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