Audit

Define who has responsibility, authority and/or ownership of this process? ISO9001:2008 5.5.1.

(Capture roles or each process owner.)

Role of Director / Manager?

Role of Staff?

Role of Outsourced (contracted service / staff)?

Audit Notes

Compliant (no follow-up required)

Define -- Do you have a Documented Procedure? ISO9001:2008 4.2.1

(Consider policies, procedures, checklists, tools, forms to be completed.)

How do you know that it is the latest version? ISO9001:2008 4.2.3

Documents Reviewed : Review / Revision Date

Approved

Changes / Current Revision Status Indentified

Available at point of use?

Current Version

Audit Notes

Compliant (no follow-up required)

What are the training requirements for this process? ISO9001:2008 6.2.2
(Consider training, educations, skills).

Can you show me evidence of training or training records? ISO9001:2008 4.2.4

Education, Training = Competency?

Records of competency?

Audit Notes

Compliant (no follow-up required)

Define The Process

Walk me through the process...

Add media
Add drawing
Add media

Audit Notes

Compliant (no follow-up required)

Define the Objectives for this process? ISO9001:2008 5.4.1

Are objectives related to the strategic plan? Determine whether objectives are measurable and relevant to the department or functional-area. Why was this process selected?

Audit Notes

Compliant (no follow-up required)

Measure & Monitor ISO9001:2008 8.2.3 / 8.2.4

Show/explain to me how you measure the objectives? What activities occur to monitor this process?

Audit Notes

Compliant (no follow-up required)

Analysis ISO9001:2008 8.4

What do you do with the data you have collected? How do staff know how their unit/department is performing? Evaluate Results for Levels, Trends, Comparisons and Integration (Segmentation)

Audit Notes

Compliant (no follow-up required)

Improve and Control ISO9001:2008 8.5.1 / 8.5.2 / 8.5.3

Is there any opportunity for continual improvement, corrective action or preventive action? Please explain. What have you learned as a result of evaluating this process?

Audit Notes

Compliant (no follow-up required)

ADLI

Evaluate the PROCESS for ADLI

LeTCI

Evaluate the RESULTS of the process for LeTCI

Please note that this checklist is a hypothetical example and provides basic information only. It is not intended to take the place of, among other things, workplace, health and safety advice; medical advice, diagnosis, or treatment; or other applicable laws. You should also seek your own professional advice to determine if the use of such checklist is permissible in your workplace or jurisdiction.