Information
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Document No.
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Audit Title
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Client / Site
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Conducted on
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Prepared by
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Location
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Personnel
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Task:
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Select date
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Process:
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1. Steps / Activities
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1. Hazard
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Risk Matrix Ready Reckoner
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Likelihood
- Almost Certain
- Likely
- Possible
- Unlikely
- Rare
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Consequence
- Insignificant
- Minor
- Moderate
- Major
- Catastrophic
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Overall Risk Score
- High (1A)
- High (2A)
- High (2B)
- High (3B)
- High (3C)
- High (4D)
- Extreme (3A)
- Extreme (4A)
- Extreme (5A)
- Extreme (4B)
- Extreme (4C)
- Extreme (5B)
- Extreme (5C)
- Extreme (5D)
- High (4E)
- Medium (1B)
- Medium (2C)
- Medium (3D)
- Medium (3E)
- Medium (4E)
- Low (1C)
- Low (1D)
- Low (1E)
- Low (2D)
- Low (2E)
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1. Existing Controls
-
Risk Matrix Ready Reckoner
-
Revised Likelihood
- Almost Certain
- Likely
- Possible
- Unlikely
- Rare
-
Revised Consequence
- Insignificant
- Minor
- Moderate
- Major
- Catastrophic
-
Overall Risk Score
- High (1A)
- High (2A)
- High (2B)
- High (3B)
- High (3C)
- High (4D)
- Extreme (3A)
- Extreme (4A)
- Extreme (5A)
- Extreme (4B)
- Extreme (4C)
- Extreme (5B)
- Extreme (5C)
- Extreme (5D)
- High (4E)
- Medium (1B)
- Medium (2C)
- Medium (3D)
- Medium (3E)
- Medium (4E)
- Low (1C)
- Low (1D)
- Low (1E)
- Low (2D)
- Low (2E)
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1. Proposed Additional Control Measure
-
Risk Matrix Ready Reckoner
-
Controlled Likelihood
- Almost Certain
- Likely
- Possible
- Unlikely
- Rare
-
Controlled Consequence
- Insignificant
- Minor
- Moderate
- Major
- Catastrophic
-
Overall Risk Score
- High (1A)
- High (2A)
- High (2B)
- High (3B)
- High (3C)
- High (4D)
- Extreme (3A)
- Extreme (4A)
- Extreme (5A)
- Extreme (4B)
- Extreme (4C)
- Extreme (5B)
- Extreme (5C)
- Extreme (5D)
- High (4E)
- Medium (1B)
- Medium (2C)
- Medium (3D)
- Medium (3E)
- Medium (4E)
- Low (1C)
- Low (1D)
- Low (1E)
- Low (2D)
- Low (2E)
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2. Steps / Activities
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2. Hazard
-
Risk Matrix Ready Reckoner
-
Likelihood
- Yes
- No
- N/A
-
Consequence
- Yes
- No
- N/A
-
Overall Risk Score
- High (1A)
- High (2A)
- High (2B)
- High (3B)
- High (3C)
- High (4D)
- Extreme (3A)
- Extreme (4A)
- Extreme (5A)
- Extreme (4B)
- Extreme (4C)
- Extreme (5B)
- Extreme (5C)
- Extreme (5D)
- High (4E)
- Medium (1B)
- Medium (2C)
- Medium (3D)
- Medium (3E)
- Medium (4E)
- Low (1C)
- Low (1D)
- Low (1E)
- Low (2D)
- Low (2E)
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2. Existing Controls
-
Risk Matrix Ready Reckoner
-
Revised Likelihood
- Yes
- No
- N/A
-
Revised Consequence
- Yes
- No
- N/A
-
Overall Risk Score
- High (1A)
- High (2A)
- High (2B)
- High (3B)
- High (3C)
- High (4D)
- Extreme (3A)
- Extreme (4A)
- Extreme (5A)
- Extreme (4B)
- Extreme (4C)
- Extreme (5B)
- Extreme (5C)
- Extreme (5D)
- High (4E)
- Medium (1B)
- Medium (2C)
- Medium (3D)
- Medium (3E)
- Medium (4E)
- Low (1C)
- Low (1D)
- Low (1E)
- Low (2D)
- Low (2E)
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2. Proposed Additional Control Measure
-
Risk Matrix Ready Reckoner
-
Controlled Likelihood
- Yes
- No
- N/A
-
Controlled Consequence
- Yes
- No
- N/A
-
Overall Risk Score
- High (1A)
- High (2A)
- High (2B)
- High (3B)
- High (3C)
- High (4D)
- Extreme (3A)
- Extreme (4A)
- Extreme (5A)
- Extreme (4B)
- Extreme (4C)
- Extreme (5B)
- Extreme (5C)
- Extreme (5D)
- High (4E)
- Medium (1B)
- Medium (2C)
- Medium (3D)
- Medium (3E)
- Medium (4E)
- Low (1C)
- Low (1D)
- Low (1E)
- Low (2D)
- Low (2E)
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3. Steps / Activities
-
3. Hazard
-
Risk Matrix Ready Reckoner
-
Likelihood
- Yes
- No
- N/A
-
Consequence
- Yes
- No
- N/A
-
Overall Risk Score
- High (1A)
- High (2A)
- High (2B)
- High (3B)
- High (3C)
- High (4D)
- Extreme (3A)
- Extreme (4A)
- Extreme (5A)
- Extreme (4B)
- Extreme (4C)
- Extreme (5B)
- Extreme (5C)
- Extreme (5D)
- High (4E)
- Medium (1B)
- Medium (2C)
- Medium (3D)
- Medium (3E)
- Medium (4E)
- Low (1C)
- Low (1D)
- Low (1E)
- Low (2D)
- Low (2E)
-
3. Existing Controls
-
Risk Matrix Ready Reckoner
-
Revised Likelihood
- Yes
- No
- N/A
-
Revised Consequence
- Yes
- No
- N/A
-
Overall Risk Score
- High (1A)
- High (2A)
- High (2B)
- High (3B)
- High (3C)
- High (4D)
- Extreme (3A)
- Extreme (4A)
- Extreme (5A)
- Extreme (4B)
- Extreme (4C)
- Extreme (5B)
- Extreme (5C)
- Extreme (5D)
- High (4E)
- Medium (1B)
- Medium (2C)
- Medium (3D)
- Medium (3E)
- Medium (4E)
- Low (1C)
- Low (1D)
- Low (1E)
- Low (2D)
- Low (2E)
-
3. Proposed Additional Control Measure
-
Risk Matrix Ready Reckoner
-
Controlled Likelihood
- Yes
- No
- N/A
-
Controlled Consequence
- Yes
- No
- N/A
-
Overall Risk Score
- High (1A)
- High (2A)
- High (2B)
- High (3B)
- High (3C)
- High (4D)
- Extreme (3A)
- Extreme (4A)
- Extreme (5A)
- Extreme (4B)
- Extreme (4C)
- Extreme (5B)
- Extreme (5C)
- Extreme (5D)
- High (4E)
- Medium (1B)
- Medium (2C)
- Medium (3D)
- Medium (3E)
- Medium (4E)
- Low (1C)
- Low (1D)
- Low (1E)
- Low (2D)
- Low (2E)
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4. Steps / Activities
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4. Hazard
-
Risk Matrix Ready Reckoner
-
Likelihood
- Yes
- No
- N/A
-
Consequence
- Yes
- No
- N/A
-
Overall Risk Score
- High (1A)
- High (2A)
- High (2B)
- High (3B)
- High (3C)
- High (4D)
- Extreme (3A)
- Extreme (4A)
- Extreme (5A)
- Extreme (4B)
- Extreme (4C)
- Extreme (5B)
- Extreme (5C)
- Extreme (5D)
- High (4E)
- Medium (1B)
- Medium (2C)
- Medium (3D)
- Medium (3E)
- Medium (4E)
- Low (1C)
- Low (1D)
- Low (1E)
- Low (2D)
- Low (2E)
-
4. Existing Controls
-
Risk Matrix Ready Reckoner
-
Revised Likelihood
- Yes
- No
- N/A
-
Revised Consequence
- Yes
- No
- N/A
-
Overall Risk Score
- High (1A)
- High (2A)
- High (2B)
- High (3B)
- High (3C)
- High (4D)
- Extreme (3A)
- Extreme (4A)
- Extreme (5A)
- Extreme (4B)
- Extreme (4C)
- Extreme (5B)
- Extreme (5C)
- Extreme (5D)
- High (4E)
- Medium (1B)
- Medium (2C)
- Medium (3D)
- Medium (3E)
- Medium (4E)
- Low (1C)
- Low (1D)
- Low (1E)
- Low (2D)
- Low (2E)
-
4. Proposed Additional Control Measure
-
Risk Matrix Ready Reckoner
-
Controlled Likelihood
- Yes
- No
- N/A
-
Controlled Consequence
- Yes
- No
- N/A
-
Overall Risk Score
- High (1A)
- High (2A)
- High (2B)
- High (3B)
- High (3C)
- High (4D)
- Extreme (3A)
- Extreme (4A)
- Extreme (5A)
- Extreme (4B)
- Extreme (4C)
- Extreme (5B)
- Extreme (5C)
- Extreme (5D)
- High (4E)
- Medium (1B)
- Medium (2C)
- Medium (3D)
- Medium (3E)
- Medium (4E)
- Low (1C)
- Low (1D)
- Low (1E)
- Low (2D)
- Low (2E)
-
5. Steps / Activities
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5. Hazard
-
Risk Matrix Ready Reckoner
-
Likelihood
- Yes
- No
- N/A
-
Consequence
- Yes
- No
- N/A
-
Overall Risk Score
- High (1A)
- High (2A)
- High (2B)
- High (3B)
- High (3C)
- High (4D)
- Extreme (3A)
- Extreme (4A)
- Extreme (5A)
- Extreme (4B)
- Extreme (4C)
- Extreme (5B)
- Extreme (5C)
- Extreme (5D)
- High (4E)
- Medium (1B)
- Medium (2C)
- Medium (3D)
- Medium (3E)
- Medium (4E)
- Low (1C)
- Low (1D)
- Low (1E)
- Low (2D)
- Low (2E)
-
5. Existing Controls
-
Risk Matrix Ready Reckoner
-
Revised Likelihood
- Yes
- No
- N/A
-
Revised Consequence
- Yes
- No
- N/A
-
Overall Risk Score
- High (1A)
- High (2A)
- High (2B)
- High (3B)
- High (3C)
- High (4D)
- Extreme (3A)
- Extreme (4A)
- Extreme (5A)
- Extreme (4B)
- Extreme (4C)
- Extreme (5B)
- Extreme (5C)
- Extreme (5D)
- High (4E)
- Medium (1B)
- Medium (2C)
- Medium (3D)
- Medium (3E)
- Medium (4E)
- Low (1C)
- Low (1D)
- Low (1E)
- Low (2D)
- Low (2E)
-
5. Proposed Additional Control Measure
-
Risk Matrix Ready Reckoner
-
Controlled Likelihood
- Yes
- No
- N/A
-
Controlled Consequence
- Yes
- No
- N/A
-
Overall Risk Score
- High (1A)
- High (2A)
- High (2B)
- High (3B)
- High (3C)
- High (4D)
- Extreme (3A)
- Extreme (4A)
- Extreme (5A)
- Extreme (4B)
- Extreme (4C)
- Extreme (5B)
- Extreme (5C)
- Extreme (5D)
- High (4E)
- Medium (1B)
- Medium (2C)
- Medium (3D)
- Medium (3E)
- Medium (4E)
- Low (1C)
- Low (1D)
- Low (1E)
- Low (2D)
- Low (2E)
-
6. Steps / Activities
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6. Hazard
-
Risk Matrix Ready Reckoner
-
Likelihood
- Yes
- No
- N/A
-
Consequence
- Yes
- No
- N/A
-
Overall Risk Score
- High (1A)
- High (2A)
- High (2B)
- High (3B)
- High (3C)
- High (4D)
- Extreme (3A)
- Extreme (4A)
- Extreme (5A)
- Extreme (4B)
- Extreme (4C)
- Extreme (5B)
- Extreme (5C)
- Extreme (5D)
- High (4E)
- Medium (1B)
- Medium (2C)
- Medium (3D)
- Medium (3E)
- Medium (4E)
- Low (1C)
- Low (1D)
- Low (1E)
- Low (2D)
- Low (2E)
-
6. Existing Controls
-
Risk Matrix Ready Reckoner
-
Revised Likelihood
- Yes
- No
- N/A
-
Revised Consequence
- Yes
- No
- N/A
-
Overall Risk Score
- High (1A)
- High (2A)
- High (2B)
- High (3B)
- High (3C)
- High (4D)
- Extreme (3A)
- Extreme (4A)
- Extreme (5A)
- Extreme (4B)
- Extreme (4C)
- Extreme (5B)
- Extreme (5C)
- Extreme (5D)
- High (4E)
- Medium (1B)
- Medium (2C)
- Medium (3D)
- Medium (3E)
- Medium (4E)
- Low (1C)
- Low (1D)
- Low (1E)
- Low (2D)
- Low (2E)
-
6. Proposed Additional Control Measure
-
Risk Matrix Ready Reckoner
-
Controlled Likelihood
- Yes
- No
- N/A
-
Controlled Consequence
- Yes
- No
- N/A
-
Overall Risk Score
- High (1A)
- High (2A)
- High (2B)
- High (3B)
- High (3C)
- High (4D)
- Extreme (3A)
- Extreme (4A)
- Extreme (5A)
- Extreme (4B)
- Extreme (4C)
- Extreme (5B)
- Extreme (5C)
- Extreme (5D)
- High (4E)
- Medium (1B)
- Medium (2C)
- Medium (3D)
- Medium (3E)
- Medium (4E)
- Low (1C)
- Low (1D)
- Low (1E)
- Low (2D)
- Low (2E)
-
7. Steps / Activities
-
7. Hazard
-
Risk Matrix Ready Reckoner
-
Likelihood
- Yes
- No
- N/A
-
Consequence
- Yes
- No
- N/A
-
Overall Risk Score
- High (1A)
- High (2A)
- High (2B)
- High (3B)
- High (3C)
- High (4D)
- Extreme (3A)
- Extreme (4A)
- Extreme (5A)
- Extreme (4B)
- Extreme (4C)
- Extreme (5B)
- Extreme (5C)
- Extreme (5D)
- High (4E)
- Medium (1B)
- Medium (2C)
- Medium (3D)
- Medium (3E)
- Medium (4E)
- Low (1C)
- Low (1D)
- Low (1E)
- Low (2D)
- Low (2E)
-
7. Existing Controls
-
Risk Matrix Ready Reckoner
-
Revised Likelihood
- Yes
- No
- N/A
-
Revised Consequence
- Yes
- No
- N/A
-
Overall Risk Score
- High (1A)
- High (2A)
- High (2B)
- High (3B)
- High (3C)
- High (4D)
- Extreme (3A)
- Extreme (4A)
- Extreme (5A)
- Extreme (4B)
- Extreme (4C)
- Extreme (5B)
- Extreme (5C)
- Extreme (5D)
- High (4E)
- Medium (1B)
- Medium (2C)
- Medium (3D)
- Medium (3E)
- Medium (4E)
- Low (1C)
- Low (1D)
- Low (1E)
- Low (2D)
- Low (2E)
-
Risk Assessment Conducted By:
-
7. Proposed Additional Control Measure
-
Risk Matrix Ready Reckoner
-
Controlled Likelihood
- Yes
- No
- N/A
-
Controlled Consequence
- Yes
- No
- N/A
-
Overall Risk Score
- High (1A)
- High (2A)
- High (2B)
- High (3B)
- High (3C)
- High (4D)
- Extreme (3A)
- Extreme (4A)
- Extreme (5A)
- Extreme (4B)
- Extreme (4C)
- Extreme (5B)
- Extreme (5C)
- Extreme (5D)
- High (4E)
- Medium (1B)
- Medium (2C)
- Medium (3D)
- Medium (3E)
- Medium (4E)
- Low (1C)
- Low (1D)
- Low (1E)
- Low (2D)
- Low (2E)
-
Risk Assessment Conducted By:
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Risk Assessment Conducted By:
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Risk Assessment Conducted By:
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Risk Assessment Conducted By:
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Implementation Plan
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Action Required:
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By Whom:
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Date Completed:
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Action Required:
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Date Completed:
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Action Required:
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By Whom:
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Date Completed:
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Action Required:
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By Whom:
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By When:
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Date Completed:
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Action Required:
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By Whom:
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Date Completed:
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Implementation Plan Sign Off:
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Risk Assessment Review Date:
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