QF09b.5 Regional and Project Compliance Audit Report Copy

• Document No.

• Audit Title

• Client / Site

• Conducted on

  Date

• Prepared by

• Location
  Address

• Personnel

HEALTH AND SAFETY

SM1- Site Set Up/Signage/Traffic Routes *

• Is Site Signage Displayed Correctly

  1

  2

  3

  4

  5

SM2 - Protection of Public Maximum score of 1

• Is the project area secured to preventing members of the public from entering the site

  1

  2

  3

  4

  5

SM3 - Welfare Facilities/First Aid * Maximum score of 1

• Hot/Cold Running Water etc.

  0

  1

  N/A

• Suitable Toilet Facilities

  0

  1

  N/A

• Eating Facilities etc.

  0

  1

  N/A

• Drying/Changing Room

  0

  1

  N/A

• First Aid Cover

  0

  1

  N/A

SM4 - Documentation * Maximum score of 1

• Safety Policy Displayed/Available/Up to Date

  0

  1

  N/A

• Accidents and Incident

  0

  1

  N/A

• Electricity Certification

  0

  1

  N/A

• Personnel Files

  0

  1

  N/A

• Toolbox Talks Given and Recorded

  0

  1

  N/A

SM5 - Places of Work Maximum score of 0 - 5

• Places of Work: Has the initial site set up plan been completed

  1

  2

  3

  4

  5

SM6 - Risk Assessments/Method Statements

• Are the Method Statements and Risk Assessments up to date. If any changes have been made then you should look for Management of Change Document.

  1

  2

  3

  4

  5

SM7 - Training

• Are all training records up to date also review training plans

  1

  2

  3

  4

  5

SM8 - Working at Height

• Please review all,WAH procedures and equipment used to work at height

  1

  2

  3

  4

  5

SM9 - Crane/Trailer/Jacking/Skidding System

• 1

  2

  3

  4

  5

SM10 - Other Mobile Plant

• Are all pre-operation checks being carried out?

  1

  2

  3

  4

  5

SM11 - General Work Equipment

• Is all working equipment inspected and maintained

  1

  2

  3

  4

  5

SM12 - Lifting Equipment/Accessories

• Is all lifting equipment be tested and certificates are available

  1

  2

  3

  4

  5

SM13 - Control of Substances Hazardous to Health

• Are the COSHH Risk Assessment available and communicated.

  1

  2

  3

  4

  5

SM14 - PPE (Personal Protective Equipment)

• Is All ALE required PPE available and used across the site, yard, projects

  1

  2

  3

  4

  5

SM15 - Manual Handling

• Is the a manual Handling Risk Assessment available

  1

  2

  3

  4

  5

SM16 - Noise

• has Noise Survey be completed

  1

  2

  3

  4

  5

SM17 - Fire

• Are fire exits and fire extinguishers available

  1

  2

  3

  4

  5

SM18 - Safe/Secure Storage

• Are containers for storing flammable containers available

  1

  2

  3

  4

  5

QUALITY Maximum score of 1

QM1 - Project Review Completed *

• 0

  1

  N/A

QM2 - Customer Satisfaction Surveys

• 0

  1

  N/A

QM3 - Quality Policy Displayed and Available

• 0

  1

  N/A

QM4 - ALE Employee Hand Books Issued

• 0

  1

  N/A

QM5 - Approved Sub-Contractors Being Used *

• 0

  1

  N/A

QM6 - Site Documents * Maximum score of 1

QM6.1 - Management Review

• 0

  1

  N/A

QM6.2 - All Documentation Current Version

• 0

  1

  N/A

QM6.3 - Internal Audits

• 0

  1

  N/A

QM6.4 - Servicing and Maintenance Records

• 0

  1

  N/A

QM6 - Company Induction

• 0

  1

  N/A

ENVIRONMENT Maximum score of 1

EM1 - Environmental Policy Displayed and Available

• 0

  1

  N/A

EM2 - Pollution Prevention *

• 0

  1

  N/A

EM3 - Risk Assessment Completed

• 0

  1

  N/A

EM4 - Waste Management *

• 0

  1

  N/A

EM5 - Environmental Management Controls *

• 1

  2

  3

  4

  5

• Select date

  Date

• Auditors Signature

  Sign