Title Page
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Document No.
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Audit Title
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Client / Site
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Conducted on
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Prepared by
General Items
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Does petty cash on hand total $500?
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Explanation:
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During the course of the audit, were any housekeeping concerns noted?
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Add media
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Are there any concerns regarding the exterior of the RSC (product being kept outside, emergency exits propped open, etc)?
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Add media
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In conversations with the Manager were there any concerns related to fraud in the RSC?
RSC Operational Processes
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Discuss the will-call process with a member of the leadership team or the employee(s) working in dispositions.
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Name(s) of employee(s) spoken with.
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Describe the current will-call process.
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Explain why this conversation did not take place.
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Please list name(s) of those who perform these procedures and the name(s) of those who are charged with oversight.
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Were any opportunities for fraud identified during the review of the will-call process?
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Please explain how the opportunities for fraud were addressed.
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Discuss the donations process with a member of the leadership team or the employee(s) working in dispositions.
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Name(s) of employee(s) spoken with.
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Describe the current donations process.
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Explain why this conversation did not take place.
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Please list name(s) of those who perform these procedures and the name(s) of those who are charged with oversight.
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Are there any potential conflicts of interest with the salvage vendors?
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Please explain.
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Were any opportunities for fraud identified during the review of the donations process?
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Please explain how the opportunities for fraud were addressed.
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Discuss the disposition process with a member of the leadership team or the employee(s) working in dispositions. Be sure to include information on where damaged goods are routed (
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Name(s) of employee(s) spoken with.
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Describe the current disposition process.
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Explain why this conversation did not take place.
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Please list name(s) of those who perform these procedures and the name(s) of those who are charged with oversight.
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Were any opportunities for fraud identified during the review of the dispositions process?
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Please explain how the opportunities for fraud were addressed.
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Discuss the salvage process with a member of the leadership team or the employee(s) working in dispositions.
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Name(s) of employee(s) spoken with.
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Describe the current salvage process.
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Explain why this conversation did not take place.
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Please list name(s) of those who perform these procedures and the name(s) of those who are charged with oversight.
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Are there any potential conflicts of interest with the salvage vendors?
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Please explain.
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Were any opportunities for fraud identified during the review of the salvage process?
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Please explain how the opportunities for fraud were addressed.
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Discuss the employee sale process with a member of the leadership team or the employee(s) working in dispositions.
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Name(s) of employee(s) spoken with.
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Describe the current employee sale process.
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Explain why this conversation did not take place.
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Please list name(s) of those who perform these procedures and the name(s) of those who are charged with oversight.
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Are damaged items included in the employee sale?
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Were any opportunities for fraud identified during the review of the employee sale process?
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Please explain how the opportunities for fraud were addressed.
Inventory Observation (as time permits during the visit)
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Run a random inventory sample via the online application. Count locations accordingly.
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List any locations left for review.
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Haphazardly select 10 floor locations to verify the physical count and system count.
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List any locations left for review.
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Haphazardly select 20 locations that contain multiple SKUs and compare physical count to WMS count.
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List any locations left for review.
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Haphazardly select 10 locations that appear to have no inventory and check WMS to verify the locations should have no inventory.
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List any locations left for review.
Miscellaneous Items
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