Title Page

  • Conducted on

  • Prepared by

  • Property Code

  • HM Land Registry Title Search Complete

  • Property Address

AML Processor

    Client Number
  • Client's full name as it appears in passport

  • Certified copy of passport received?

  • Country of Residence

  • Has the client confirmed their US TIN?

  • Country of Domicile

  • Has the client confirmed their US TIN?

  • Original or Certified Copy of Proof of Address

  • Consent Form Returned

  • Client Identity Form Returned

Know Your Client

  • Have you conducted an Equifax check and does it provide the following information? Please put the applicant score in the notes, together with any comments

  • Has the client been met by someone at LCP? Please provide details in the notes

  • Was the client introduced to LCP by a known person/entity? Please provide details in the notes

  • Have you looked on social media sites for information on the client?

  • Can you confirm their place of work through internet searches? Please provide details in the notes

  • Can you confirm their place of work? Please provide details in the notes

  • Are you happy that no, or limited, adverse articles or details come up in an internet search? Please provide details in the notes

  • Enhanced due diligence undertaken

  • Signed By AML Processor

AML Reviewer

  • Suitable wording used on passport(s)?

  • Do all names and addresses match on the photo IDs and proofs of address

  • Are all of the documents supplied dated within the last 3 months?

  • Suitable proof of address(es)

  • Address matches with CIF(s)

  • Is the source of wealth description proportionate to the proposed investment and supported by other information available and known about the client?

  • Are you happy that NO further investigation is needed following the Equifax/ Watch List check?

  • Have the further enquiries satisfied you that NO further action is required?

  • LCP's Databases

  • Summary of AML Check

  • When does the next review need to be undertaken?

  • Signed by the AML Reviewer

The templates available in our Public Library have been created by our customers and employees to help get you started using SafetyCulture's solutions. The templates are intended to be used as hypothetical examples only and should not be used as a substitute for professional advice. You should seek your own professional advice to determine if the use of a template is permissible in your workplace or jurisdiction. You should independently determine whether the template is suitable for your circumstances.