ATA Behavioral Observation Audit

• Behavioral Observation Audit

• What level management is conducting this audit?

  Senior level audit

  Line level audit

  Superintendent level audit

• Conducted on

  Date

• At what site is this observational audit being conducted?

  Al Taweelah Alumina

  Emal smelter

  Dubai smelter

• Prepared by

• Specific Location of observational audit?
  Address

• Additional Personnel

Task Observation

• What job task is the employee performing?

• Total number of persons conducting the task?

  1

  2

  3

  4

  5 or more

• Does the employee have the proper training and understanding of the task to ensure safe and high quality results?

  Yes

  No

  N/A

• What good behaviors is the employee observed exhibiting during the task?

• What poor behaviors is the employee observed exhibiting during the task?

• Can the employee explain why the behaviors noted above are good/poor?

  Yes

  No

  N/A

• Does the employee believe the task can be performed safely, efficiently and with a quality result?

  Yes

  No

  N/A

• Does the employee have any suggestions to improve safety, quality or the effectiveness of the task being observed?

  Yes

  No

  N/A

Tool Box Meeting

• Did the employee attend a pre-job tool box meeting?

  Yes

  No

  N/A

• Did the employee verbally participate in the pre-work tool box meeting?

  Yes

  No

  N/A

• What was the topic of the tool box meeting?

• Who led the tool box meeting?

• Photo of the site

  Media

• What needs to be improved both from a behaviors and a physical work perspective

• Further action to be taken