NEWTONS STAFF ASSESSMENT OF NEWTONS JULY 2023

• Name & Surname

• Conducted on

  Date

• The following professional values are important in the firm: Timeliness, courteousness, respect, accountability, responsiveness and dependability

  Yes

  No

  N/A

• Commitment to teamwork is important in your firm

  Yes

  No

  N/A

• The firm embraces different perspectives or new ideas in the professional environment

  Yes

  No

  N/A

• The firm pursuits excellence in all engagements

  Yes

  No

  N/A

• The firm has a commitment to continual improvement including continual development of employees

  Yes

  No

  N/A

• The firm prioritizes social responsibility

  Yes

  No

  N/A

• Consider performance indicators, incentives and rewarding structure of firm

  Yes

  No

  N/A

• The firm's financial and operational priorities provides a foundation for quality (e.g. focus is placed on quality of output rather that value of revenue generated)

  Yes

  No

  N/A

• The firm has proper lines of communication to enable a culture of openness and demonstrate commitment to quality

  Yes

  No

  N/A

• The firm has an environment that reinforces the importance and benefit of consultation and encourages team members to consult, either internally or externally

  Yes

  No

  N/A

• The firm provides timely evaluations and feedback to support and promote development

  Yes

  No

  N/A

• The firm has proper disciplinary measures in place for all misconduct by all levels of employees

  Yes

  No

  N/A

• Management acts in a way that is consistent with the values of the firm and that communicates an example of the importance of quality

  Yes

  No

  N/A

• The firm and engagement partners resolve differences of opinion should they occur in a way that is consistent with the Code of Ethics and ISQM 1

  Yes

  No

  N/A

Engagements are performed in a way that is consistent with ISQM 1

• Consider timelines allocated to work

  Yes

  No

  N/A

• Consider the behaviour and conduct of team members

  Yes

  No

  N/A

• Consider the consultation on difficult matters

  Yes

  No

  N/A

• Consider how errors and issues are addressed

  Yes

  No

  N/A