TAG LP Store Risk Assessment

• Audit Title

• Client / Site

• Location
  Address

• Personnel

• Prepared by

• Conducted on

  Date

PHYSICAL SECURITY

• EXTERIOR DOORS LOCKED AND SECURED?

  ACCEPTABLE

  MODERATE

  SEVERE RISK

  N/A

• FIRE EXITS CLEAR OF DEBRIS?

  ACCEPTABLE

  MODERATE

  SEVERE RISK

  N/A

• OUTSIDE LIGHTING IS 100% OPERATIONAL<br>

  ACCEPTABLE

  MODERATE

  SEVERE RISK

  N/A

• UPDATES EMERGENCY CONTACTS?<br>

  ACCEPTABLE

  MODERATE

  SEVERE RISK

  N/A

• UPDATED AND POSTED STORE HOURS?<br>

  ACCEPTABLE

  MODERATE

  SEVERE RISK

  N/A

• VAN CLEAR OF ALL VALUABLES?<br>

  ACCEPTABLE

  MODERATE

  SEVERE RISK

  N/A

KEY, LOCK & SAFE CONTROL

• ALL REGISTER KEYS ACCOUNTED FOR?<br>

  ACCEPTABLE

  MODERATE

  SEVERE RISK

  N/A

• ALL STORE MASTER STORE KEYS ACCOUNTED FOR?

  ACCEPTABLE

  MODERATE

  SEVERE RISK

  N/A

• SAFE IS LOCKED DURING OPERATIONAL HOURS?

  ACCEPTABLE

  MODERATE

  SEVERE RISK

  N/A

• VAN KEY & GAS CARD IS SECURED IN THE SAFE?

  ACCEPTABLE

  MODERATE

  SEVERE RISK

  N/A

SAFETY

• FLOORS CLEAR OF SLIP, TRIP AND FALL HAZARDS?

  ACCEPTABLE

  MODERATE

  SEVERE RISK

  N/A

• LADDERS MAINTAINED AND IN WORKING ORDER?

  ACCEPTABLE

  MODERATE

  SEVERE RISK

  N/A

• PAINT STACKED SAFELY?<br>

  ACCEPTABLE

  MODERATE

  SEVERE RISK

  N/A

• PALLETS NOT STACKED ABOVE 6 HIGH?<br>

  ACCEPTABLE

  MODERATE

  SEVERE RISK

  N/A

• SPILL KITS MAINTAINED?<br>

  ACCEPTABLE

  MODERATE

  SEVERE RISK

  N/A

HAZMAT / MISTINTS

• CLEARLY MARKED HAZMAT AREA?<br>

  ACCEPTABLE

  MODERATE

  SEVERE RISK

  N/A

• HAZMAT DISPOSAL INFORMATION AVAILABLE?<br>

  ACCEPTABLE

  MODERATE

  SEVERE RISK

  N/A

• HAZMAT NOT TOUCHING NON HAZARDOUS?<br>

  ACCEPTABLE

  MODERATE

  SEVERE RISK

  N/A

• MISTINTS HANDLED PROPERLY?<br>

  ACCEPTABLE

  MODERATE

  SEVERE RISK

  N/A

LOSS & SHRINK CONTROL

• STORE OVERS AND SHORTS? ARE THERE MORE THEN 5 DAYS IN THE MONTH THAT $5.00+ IS MISSING?<br>

  ACCEPTABLE

  MODERATE

  SEVERE RISK

  N/A

• 50 ITEMS ARE BEING CYCLE COUNTED ON A WEEKLY BASIS?<br>

  ACCEPTABLE

  MODERATE

  SEVERE RISK

  N/A

• DEFINED WILL CALL AREA?<br>

  ACCEPTABLE

  MODERATE

  SEVERE RISK

  N/A

• ANY MERCHANDISE THAT IS PRE-BILLED?<br>

  ACCEPTABLE

  MODERATE

  SEVERE RISK

  N/A

• DOES THE STORE HAVE MORE THEN 3 ITEMS CHECKED AS NEGATIVE ON HAND?<br>

  ACCEPTABLE

  MODERATE

  SEVERE RISK

  N/A

• IS ANY CREDIT CARD INFORMATION LEFT UNSECURED?<br>

  ACCEPTABLE

  MODERATE

  SEVERE RISK

  N/A

• OPEN ORDERS EXCEED 15 ORDERS?<br>

  ACCEPTABLE

  MODERATE

  SEVERE RISK

  N/A

• OPEN ORDERS EXCEED 3 MONTHS?<br>

  ACCEPTABLE

  MODERATE

  SEVERE RISK

  N/A

• IS THERE ANY PRODUCT UNSECURED?<br>

  ACCEPTABLE

  MODERATE

  SEVERE RISK

  N/A

• ARE DISBURSEMENTS HANDLED PROPERLY? <br>

  ACCEPTABLE

  MODERATE

  SEVERE RISK

  N/A

• ARE EXPENSES HANDLED PROPERLY?<br>

  ACCEPTABLE

  MODERATE

  SEVERE RISK

  N/A

• RECONCILIATIONS WITH EXPLANATION COMPLETED WEEKLY?<br>

  ACCEPTABLE

  MODERATE

  SEVERE RISK

  N/A

• RELEASE OF MATERIAL TO LOCKED OUT ACCOUNT?<br>

  ACCEPTABLE

  MODERATE

  SEVERE RISK

  N/A

• STORE REFUNDS PROCESSED AND SIGNED OFF ON BY MANAGER?<br>

  ACCEPTABLE

  MODERATE

  SEVERE RISK

  N/A

• RELEASE OF MATERIAL WITHOUT PAYMENT?<br>

  ACCEPTABLE

  MODERATE

  SEVERE RISK

  N/A

• ANY SPRAYERS UNSECURED?<br>

  ACCEPTABLE

  MODERATE

  SEVERE RISK

  N/A

• TIME AND ATTENDANCE SIGNED OFF ON BY MANAGER?<br>

  ACCEPTABLE

  MODERATE

  SEVERE RISK

  N/A

ALARMS / CAMERAS

• ALARMS 100% FUNCTIONING?

  ACCEPTABLE

  MODERATE

  SEVERE RISK

  N/A

• ALARMS SET EVERY NIGHT?<br>

  ACCEPTABLE

  MODERATE

  SEVERE RISK

  N/A

• CAMERAS FUNCTIONING AT LOCATION?<br>

  ACCEPTABLE

  MODERATE

  SEVERE RISK

  N/A

• UPDATED ALARM LIST CONTACT SHEET?<br>

  ACCEPTABLE

  MODERATE

  SEVERE RISK

  N/A

• Loss Prevention Employee:

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• Store Employee:

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