702 SMS Audit Component 4.1

• Document No.

• Audit Title

• Client / Site

• Conducted on

  Date

• Prepared by

• Location
  Address

• Personnel

Training, Awareness and Competence

• There is a documented process to identify training requirements so personnel are competent to perform their duties within the SMS.

  Yes

  No

  N/A

• There is a validation process that measures the effectiveness of the SMS training.

  Yes

  No

  N/A

• The SMS training includes initial, recurrent and update training, as applicable.

  Yes

  No

  N/A

• The certificate holder's safety management training is incorporated into indoctrination training upon employment.

  Yes

  No

  N/A

• SMS training includes human and organizational factors.

  Yes

  No

  N/A

• There is a documented process to identify training requirements so personnel are competent to perform their duties within the SMS.

  Yes

  No

  N/A