Internal Audit of the Accident/Incident Investigation Process (please provide photographic evidence)
Is there a defined accident and incident policy?
Major Non-conformance
Minor Non-conformance
Opportunity for Improvement
Meets Requirement
Good Practice
Please gather evidence of a recent incident investigation. Is evidence of the below available?
Select
Accident records
Clear responsibilities
RIDDOR Reporting
Witness statements
Interviews
Root cause analysis
Risk assessment review
Corrective and preventative actions
Time frame of the investigation
Accident records Clear responsibilities RIDDOR Reporting Witness statements Interviews Root cause analysis Risk assessment review Corrective and preventative actions Time frame of the investigation
Was corrective and preventative action effective?
Major Non-conformance
Minor Non-conformance
Opportunity for Improvement
Meets Requirement
Good Practice
Were any changes effectively managed and implemented?
Major Non-conformance
Minor Non-conformance
Opportunity for Improvement
Meets Requirement
Good Practice
Were the workforce consulted with regards any changes made? Please provide evidence
Are all actions complete?
How are incident investigation documents stored and controlled? Are they satisfactory?
Major Non-conformance
Minor Non-conformance
Opportunity for Improvement
Meets Requirement
Good Practice
Further Evidence
Additional findings<br>
Major Non-conformance
Minor Non-conformance
Opportunity for Improvement
Meets Requirement
Good Practice
Additional findings<br>
Major Non-conformance
Minor Non-conformance
Opportunity for Improvement
Meets Requirement
Good Practice
Additional findings<br>
Major Non-conformance
Minor Non-conformance
Opportunity for Improvement
Meets Requirement
Good Practice
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Auditor
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Auditee
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Patrick O'Donnell
CMR US Internal Audit - Accident/Incident Investigation
Accident and Incident Investigation
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