Title Page

  • Conducted on

  • Prepared by

  • Location

Regulatory/Compliance Requirements

    Regulations
  • Requirements (Attach file if needed)

  • Source of Requirements (Regulation/Policy/Standard)

  • Relevant Department/s

  • Current Compliance Status

  • Current State

  • Required State

Risk Management

    Risks
  • Compliance Gap

  • Risk Impact

  • Likelihood

  • Priority

  • Action Plan
  • Gap Identified

  • Corrective Action

  • Responsible Department/Person

  • Status

  • Deadline for Resolution

Monitoring and Review

    Compliance Tracking
  • Monitoring Plan

  • Review Frequency

Sign-off

  • Compliance Gap Analysis Template Reviewed By

  • Designation of the Reviewer

  • Reviewer's Comment or Feedback

  • Date Reviewed

The templates available in our Public Library have been created by our customers and employees to help get you started using SafetyCulture's solutions. The templates are intended to be used as hypothetical examples only and should not be used as a substitute for professional advice. You should seek your own professional advice to determine if the use of a template is permissible in your workplace or jurisdiction. You should independently determine whether the template is suitable for your circumstances.