SafetyCulture Staff

Compliance Gap Analysis Template

Identify and resolve all existing compliance gaps within the organization to align processes with legal regulations and industry standards. This template covers the following: 1) Regulatory or compliance requirements; 2) Risk management; 3) Monitoring and review; 4) Comments or suggestions and sign-off.

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Title Page

Conducted on
Prepared by
Location

Regulatory/Compliance Requirements

Requirements (Attach file if needed)
Source of Requirements (Regulation/Policy/Standard)
Relevant Department/s
Current Compliance Status
Current State
Required State

Risk Management

Compliance Gap
Risk Impact
Likelihood
Priority
Gap Identified
Corrective Action
Responsible Department/Person
Status
Deadline for Resolution

Monitoring and Review

Monitoring Plan
Review Frequency

Sign-off

Compliance Gap Analysis Template Reviewed By
Designation of the Reviewer
Reviewer's Comment or Feedback
Date Reviewed

SafetyCulture Staff

Compliance Gap Analysis Template

Use this Template

Print as PDF

The templates available in our Public Library have been created by our customers and employees to help get you started using SafetyCulture's solutions. The templates are intended to be used as hypothetical examples only and should not be used as a substitute for professional advice. You should seek your own professional advice to determine if the use of a template is permissible in your workplace or jurisdiction. You should independently determine whether the template is suitable for your circumstances.