General Information
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Client ID
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Client Name
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Site Name
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Site Address
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Location
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Conducted on
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Carried out by
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Site Contact Name
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Site Photo
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Description of Work
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Audit Rating
- 80% - 100% Proactive and effective health and safety policies, procedures, controls and systems in place.
- 70% - 80% Some areas of improvement required in order to ensure complaint and robust health and safety management.
- 60% - 70% Various areas of improvement required in order to ensure complaint and robust health and safety management.
- <60% Significant areas of improvement required. High priority actions identified that should be addressed in a timely manner.
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Positive Observations
Site Documentation
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Is there a Construction Phase Plan available and up to date?
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A Construction Phase Plan is required under the CDM Regulations 2015. Ensure a plan is created, covering project risks and control measures. Assign a responsible person to draft and approve the plan immediately.
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Is a site risk assessment in place?
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Site risk assessment must be completed for all site activities. It should identify hazards, evaluate risks, and outline control measures. Engage a competent person to conduct this assessment.
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Are COSHH assessments available for hazardous substances on-site?
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COSHH assessments are mandatory for all hazardous substances. Identify substances used on-site, assess their risks, and document control measures (e.g., ventilation, storage, PPE).
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Has the F10 Notification been submitted to the HSE for this project?
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For notifiable projects under CDM 2015, an F10 Notification must be submitted to the HSE before work begins. Submit the notification immediately through the HSE portal and retain proof on-site.
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Are induction records completed and available for all workers?
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Inductions must be conducted for all workers and records retained. Create an induction checklist covering site rules, hazards, and emergency procedures. Ensure every worker completes and signs the checklist.
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Are training records up to date for all site personnel?
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Training records must be comprehensive and up-to-date for all site personnel, including the site manager. These records should include:
Site Manager Qualifications: Evidence of leadership training, health and safety management certification (e.g., SMSTS or equivalent), and relevant construction experience.
Worker Qualifications: Certification for specific roles, such as CSCS cards, NVQs, or other trade-related qualifications.
Machinery and Equipment Training: Records of competence for operating plant machinery (e.g., excavators, cranes, forklifts).
First Aid Training: Proof of valid and current first aid certification for designated first aiders. -
Have all contractors provided the required documentation, including risk assessments and method statements (RAMS), proof of insurance, and evidence of competency checks?
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Ensure all contractors submit the required documentation before commencing work on-site. <br>This includes:<br><br>Suitable and sufficient RAMS for their activities.<br><br>Valid proof of insurance (e.g., Employers’ Liability and Public Liability Insurance).<br><br>Evidence of competency, such as training records, certifications, or qualifications relevant to their tasks.<br><br>Review and approve these documents to ensure compliance with site safety and legal requirements.
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Are permits to work available for high-risk activities (e.g., hot works, excavation work, confined spaces)?
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Permits to Work are required for high-risk activities to ensure proper controls are in place. Implement a permit system, including checks, approvals, and a tracking mechanism for each activity.
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Is the Employer’s Liability Insurance certificate displayed on-site and accessible to all employees?
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It is a legal requirement under the Employers’ Liability (Compulsory Insurance) Act 1969 to display a copy of the Employer’s Liability Insurance certificate where it is easily accessible to all employees.
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Is there a written Health and Safety Policy available on-site, signed by senior management?
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A written Health and Safety Policy is required under the Health and Safety at Work Act 1974 for all businesses with five or more employees.
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Are daily site inspections being carried out and recorded as part of site safety management?
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Ensure daily site inspections are conducted to identify hazards, assess site conditions, and address safety concerns promptly. Record findings in a site log or inspection report, including corrective actions taken. Assign responsibility to a competent person to ensure inspections are completed and documented consistently.
Emergency Preparedness
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Are emergency procedures documented, accessible, communicated to workers, and supported by regular fire drills with records maintained?
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Document emergency procedures and ensure they are displayed in the site office and welfare areas. Include details for evacuation, fire safety, and emergency contacts. Conduct regular fire drills and keep records of these for compliance. Communicate all procedures during inductions and toolbox talks.
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Are adequate first aid facilities and trained first aiders available on-site?
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Provide fully stocked first aid kits and ensure enough trained first aiders are available. Display contact details of first aiders in a visible location.
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Are fire safety arrangements, including extinguishers, alarms, and clear exits, in place and maintained?
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Ensure fire extinguishers are available and maintained, alarms are functional, and exits are clear and signed. Assign fire wardens and conduct regular checks.
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Is the fire assembly point clearly identified and communicated to all workers?
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Clearly mark the fire assembly point and communicate its location during inductions. Add signage around the site if needed.
Site Condition Observations
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Is the site office well-organised, accessible, and equipped with up-to-date safety documentation?
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Ensure the site office is organised, accessible, and contains all required safety documentation. Update and maintain records immediately.
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Are welfare facilities (e.g., toilets, handwashing stations, and rest areas) clean, accessible, and adequately maintained?<br>
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Ensure welfare facilities are cleaned, restocked, and maintained. Address accessibility issues promptly.
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Are access and egress points clearly marked, free from obstructions, and suitable for site activities?<br>
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Clear all obstructions from access and egress points. Ensure pathways are clearly marked and maintained.
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Are vehicle routes and pedestrian walkways clearly separated and well-marked to minimise risks of collisions?<br>
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Clearly separate vehicle routes and pedestrian walkways. Add markings or barriers to minimise collision risks.
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Are all workers on-site wearing the required general PPE (e.g., hard hats, high-visibility clothing, safety boots)?
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Ensure all workers wear the required general PPE, including hard hats, high-visibility clothing, and safety boots, at all times while on-site. Conduct spot checks to enforce compliance and address any non-compliance immediately.
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Is site signage clear, visible, and positioned correctly for hazards, safety information, and directions?<br>
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Install or replace missing signage for hazards, safety instructions, and directions. Ensure all signage is visible and legible.
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Is adequate lighting provided in all work and access areas, including temporary lighting where necessary?
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Install or repair inadequate lighting in work and access areas. Check temporary lighting for functionality.
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Are material and waste storage areas organised, secure, and in line with the site plan?
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Organise material and waste storage to align with the site plan. Secure materials and ensure waste is segregated properly.
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Are fuel and oil stored securely, with spill prevention measures, proper labelling, and in compliance with site regulations?
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Store fuel and oil securely with proper spill prevention measures. Label storage areas clearly.
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Are LPG and other flammable substances stored safely, separated from ignition sources, and accompanied by appropriate signage?
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Ensure LPG and flammable substances are stored safely, away from ignition sources. Add proper signage if missing.
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Is edge protection (e.g., guardrails, toe boards) installed where required, and does it meet site safety standards?
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Install or repair edge protection (e.g., guardrails, toe boards) to meet safety standards. Address gaps immediately.
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Are underground and overhead services identified, marked, and protected from potential damage?
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Identify and mark all underground and overhead services. Implement measures to protect them from damage.
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Are potential trip and fall hazards identified and controlled across all site areas?
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Remove or control trip and fall hazards across all areas. Ensure walkways and workspaces are free from debris and obstructions.
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Is the site maintained in a clean and tidy condition, with no unnecessary clutter or hazards?
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Improve site housekeeping. Remove unnecessary clutter and maintain clean work areas.
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Is the site secure from unauthorised access, with adequate fencing, gates, and control measures in place?
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Secure the site by repairing fencing, gates, or access controls. Prevent unauthorised entry with proper measures.
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Are measures in place to protect the public from site hazards, including barriers, clear signage, and controlled access?
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Install barriers, signage, and controlled access points to protect the public from site hazards.
Specific Hazards
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Is lifting equipment on-site inspected, certified, and operated by trained personnel?
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Ensure all lifting equipment is inspected and certified under the Lifting Operations and Lifting Equipment Regulations 1998 (LOLER). Maintain valid inspection certificates and ensure only trained operators use the equipment.
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Is plant machinery on-site inspected, certified, and operated by trained personnel?
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Verify operator competence through training records (e.g., CPCS/NPORS cards). Conduct regular maintenance and inspections to comply with the Provision and Use of Work Equipment Regulations 1998 (PUWER).
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Is fixed scaffolding erected, inspected, and tagged by a competent person?
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Fixed scaffolding must be erected and inspected by qualified personnel. Conduct weekly inspections and ensure all scaffolding is tagged for safety compliance under the Work at Height Regulations 2005.
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Is mobile scaffolding stable, fitted with brakes, inspected before each use, and erected/inspected by workers with appropriate certification (e.g., PASMA)?
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Ensure mobile scaffolding is stable, fitted with brakes, and inspected before each use. Workers erecting and inspecting mobile scaffolding must hold a valid PASMA certificate or an equivalent training certification.
Conduct regular inspections to ensure compliance with the Work at Height Regulations 2005 and remove any defective scaffolding from use immediately. -
Is the site electrical system safe, inspected, and compliant with regulations?
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Conduct regular inspections of the site electrical system. Ensure compliance with the Electricity at Work Regulations 1989 and address any unsafe conditions immediately.
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Are portable electrical appliances tested and tagged for safety?
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All portable appliances must undergo regular PAT testing. Tag appliances with test dates and remove faulty equipment from service immediately.
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Are dust control measures in place to protect workers’ health?
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Implement dust suppression systems, dust extraction equipment, and provide suitable respiratory protective equipment (RPE) to protect workers from harmful exposure.
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Is noise exposure assessed and controlled to protect workers from hearing damage?
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Ensure all workers exposed to high noise levels are wearing ear defenders or other suitable hearing protection. Maintain equipment to minimise unnecessary noise and ensure noisy tasks are scheduled to reduce prolonged exposure.
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Are workers protected from excessive hand-arm vibration (HAV) or whole-body vibration (WBV)?
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Monitor and control vibration exposure. Provide anti-vibration tools, reduce exposure times, and maintain equipment as per the Control of Vibration at Work Regulations 2005.
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Are hand and power tools in good condition, inspected, and used safely?
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Inspect all hand and power tools regularly. Remove damaged tools from service and ensure workers are trained in their safe use under the Provision and Use of Work Equipment Regulations 1998 (PUWER).
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Are manual handling risks assessed and suitable controls in place?
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Conduct manual handling risk assessments. Provide training and equipment such as trolleys or lifting aids to reduce risks under the Manual Handling Operations Regulations 1992.
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Are confined space risks identified and controlled, and are workers trained?
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Identify confined spaces and conduct risk assessments. Train workers on safe entry procedures and provide appropriate equipment under the Confined Spaces Regulations 1997.