EMS Internal Audit Protocol: Management Level (3) CHECK [BAC-ENV-FRM-12]

• Department(s) Audited

• Date

  Date

• Lead Auditor

• Audit Team

• Scope of Assessment

MANAGEMENT LEVEL - MONITORING & MEASUREMENT

• 1. Has the Company identified and defined what will be monitored and the methods to be used?

  Compliant

  Non-Compliant

  N/A

• 2. Has the criteria against which the Company plans to evaluate its environmental performance been determined?

  Compliant

  Non-Compliant

  N/A

• 3. Does BAC maintain an inventory of equipment used in environmental monitoring and measurement?

  Compliant

  Non-Compliant

  N/A

• 4. Is there evidence of analysis and evaluation of statistical data?

  Compliant

  Non-Compliant

  N/A

• 5. Does BAC maintain a schedule for calibration of environmental monitoring equipment?

  Compliant

  Non-Compliant

  N/A

• 6. Does BAC require that relevant personnel and contractors maintain calibration and maintenance records?

  Compliant

  Non-Compliant

  N/A

• 7. Does BAC periodically review its monitoring procedures?

  Compliant

  Non-Compliant

  N/A

MANAGEMENT LEVEL - EVALUATION OF COMPLIANCE

• 1. Has BAC implemented a procedure for periodic evaluation of its compliance requirements?

  Compliant

  Non-Compliant

  N/A

• 2. Has BAC established a frequency for evaluation of compliance?

  Compliant

  Non-Compliant

  N/A

• 3. Does BAC keep records of compliance audits?

  Compliant

  Non-Compliant

  N/A

• 4. Are resources made available for periodic evaluation of compliance?

  Compliant

  Non-Compliant

  N/A

MANAGEMENT LEVEL – INTERNAL AUDIT

• 1. Have internal audits been implemented?

  Compliant

  Non-Compliant

  N/A

• 2. Does the audit schedule take into consideration the environmental importance (e.g. level of risk), changes and the results of previous audits?

  Compliant

  Non-Compliant

  N/A

• 3. Does BAC define the audit criteria, scope for each audit?

  Compliant

  Non-Compliant

  N/A

• 4. Are audit findings documented?

  Compliant

  Non-Compliant

  N/A

• 5. Does BAC ensure the results of audits are reported to the relevant manager?

  Compliant

  Non-Compliant

  N/A

• 6. Are internal audits of the EMS conducted at planned intervals?

  Compliant

  Non-Compliant

  N/A

• 7. Do internal audits include compliance against the ISO14001:2015 standard?

  Compliant

  Non-Compliant

  N/A

• 8. Is training provided to appropriate personnel on the procedures for conducting periodic internal EMS audits and providing the results to management?

  Compliant

  Non-Compliant

  N/A

• 9. Does BAC ensure that the selection of auditors ensures objectivity and impartiality of the audit process?

  Compliant

  Non-Compliant

  N/A

• Assessment Results Summary

• Lead Auditor

  Sign