EMS Internal Audit Protocol: Management Level (4) ACT [BAC-ENV-FRM-13]

• Department(s) Audited

• Date

  Date

• Lead Auditor

• Audit Team

• Scope of Assessment

MANAGEMENT LEVEL - MANAGEMENT REVIEW

• 1. Has BAC defined “Top Management”?

  Compliant

  Non-Compliant

  N/A

• 2. Are Management Reviews being conducted at planned intervals?

  Compliant

  Non-Compliant

  N/A

• 3. Has BAC established responsibility for collecting the information to be presented at the management review?

  Compliant

  Non-Compliant

  N/A

• 4. Does the management review include consideration of the requirements of ISO 14001:2015?

  Compliant

  Non-Compliant

  N/A

• 5. Do management review outputs include the requirements of ISO 14001:2015?

  Compliant

  Non-Compliant

  N/A

• 6. Are the outcomes (meeting minutes) available to personnel outside of Top Management and the EMS?

  Compliant

  Non-Compliant

  N/A

MANAGEMENT LEVEL – NONCONFORMITY AND CORRECTIVE ACTION

• 1. Has BAC implemented a process for recording nonconformances and the results of corrective and preventive action taken?

  Compliant

  Non-Compliant

  N/A

• 2. Does BAC record and investigate non conformances related to environmental management?

  Compliant

  Non-Compliant

  N/A

• 3. Does BAC review the effectiveness of corrective and preventive action taken to prevent recurrence?

  Compliant

  Non-Compliant

  N/A

• 4. Is EMS documentation reviewed following a non-conformance?

  Compliant

  Non-Compliant

  N/A

• 5. Are nonconformance procedures periodically reviewed?

  Compliant

  Non-Compliant

  N/A

• 6. Is documented information available as evidence of:<br>•The nature of the nonconformity and associated action<br>•Results of corrective action.

  Compliant

  Non-Compliant

  N/A

MANAGEMENT LEVEL - CONTINUAL IMPROVEMENT

• 1. Does the organisation continually improve the suitability, adequacy and effectiveness of the EMS to enhance continual performance?

  Compliant

  Non-Compliant

  N/A

• Assessment Results Summary

• Lead Auditor

  Sign