Internal Audit 1.3

• Audit Title

• Document No.

• Client / Site

• Conducted on

  Date

• Prepared by

• Location
  Address

• Personnel

Objective Setting

• Does the strategy identify key objectives and kpi's for the organisation

  Yes

  No

  N/A

• What is the structure and process for objective and kpi's setting

  Yes

  No

  N/A

• Are objectives and kpi's time bound

  Yes

  No

  N/A

• Are objectives agreed and set for individuals and functions

  Yes

  No

  N/A

• Do the objectives set adopt the principle of CI

  Yes

  No

  N/A

Objectives Communication

• Are objectives and kpi's communicated to colleagues, if yes how

  Yes

  No

  N/A

• Add media

  Media

• Do displayed objectives and kpi's show performance to kpi's whether that be +/-

  Yes

  No

  N/A

Objective Reviews

• How are objectives reviewed through the organisation

  Yes

  No

  N/A

• Is there evidence of corrective actions/decisions taken when objectives and kpi's are at risk of being missed

  Yes

  No

  N/A

Non Conformances

• Are there any NC from previous internal audits outstanding

  Yes

  No

  N/A

• Are there any NC from previous external audits outstanding

  Yes

  No

  N/A

• Auditor

  Sign

• Auditee

  Sign