SUL - IMS Audit Checklist - Management Review / Internal Audits (Quality, Environmental and Health & Safety)

• Document No.

• Audit Title

• Client / Site

• Conducted on

  Date

• Prepared by

• Personnel

General

• Has previous audit been reviewed and any non-conformances raised closed out?

  Yes

  No

  N/A

Management Review

• Does top management review the Integrated Management System to ensure its continuing suitability and effectiveness?

  Yes

  No

  N/A

• Does the management review process ensure that the necessary information is collected to allow management to carry out this evaluation?

  Yes

  No

  N/A

• Are the management reviews documented?

  Yes

  No

  N/A

• Does the management review address the possible needs for changes to the policy, objectives and other elements of the system, in light of:<br>- Audit results?<br>- Changing circumstances?<br>- Commitment to continual improvement?

  Yes

  No

  N/A

• Is information from Management Reviews communicated effectively when required?

  Yes

  No

  N/A

Audits

• Has the company established a procedure for integrated Management System audits to be carried out?

  Yes

  No

  N/A

• Has the company established a schedule for carrying out the Integrated Management System audits?

  Yes

  No

  N/A

• Does the audit program cover all areas of the Integrated Management System in accordance with ISO 9001, ISO 14001 and OHSAS 18001?<br>

  Yes

  No

  N/A

• Are findings from Internal audits documented and retained?

  Yes

  No

  N/A

• Following an Internal audit, are any non-conformances raised and corrective actions taken documented?

  Yes

  No

  N/A

• Are Internal audit findings communicated to Top Management for discussion and review?

  Yes

  No

  N/A

• Are auditors selected to ensure impartiality and objectivity?

  Yes

  No

  N/A

• Have persons conducting internal audits received training and are records available?

  Yes

  No

  N/A

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