SUL - Integrated Management System (IMS) Audit Checklist- Objectives and Targets / Legal, Regulatory and Other Requirements

• Document No.

• Audit Title

• Client / Site

• Conducted on

  Date

• Prepared by

• Personnel

General

• Has previous audit been reviewed and any non-conformances raised closed out?

  Yes

  No

  N/A

Quality, Environmental and Health & Safety Objectives & Targets

• Have objectives and targets been established, implemented and documented with regards to Quality, Environmental, and Health and Safety issues?

  Yes

  No

  N/A

• Are the objectives and targets set consistent with Company Policies?

  Yes

  No

  N/A

• Is responsibility assigned for achieving objectives and targets and are timeframes set by which they are to be achieved?

  Yes

  No

  N/A

• Are objectives and targets reviewed and changed when appropriate?

  Yes

  No

  N/A

Quality, Environmental and Health & Safety Legal/Regulatory and Other Requirements

• Has the company established a procedure to identify applicable legal, regulatory and other requirements, applicable to the business and its activities?

  Yes

  No

  N/A

• Are legal and regulatory requirements documented and periodically evaluated/reviewed?

  Yes

  No

  N/A

• Is legal/regulatory information communicated and shared with employees and third parties when required?

  Yes

  No

  N/A

Comments: