Information
GENERAL PROJECT INFORMATION
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Project Reference
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Project Title
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Document Ref
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Audit Title
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Purpose of Survey
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Client / Site
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Sector
- Accommodation
- Blue Light
- Care Homes
- Commercial
- Custodial
- Defence
- Education
- Food
- Healthcare
- Hotels
- Industrial
- Infrastructure
- Leisure
- Retail
- Transport
- OTHER
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OTHER Sector type
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Site Location
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Conducted on
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Prepared by
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Signature
Pre-Survey Check List
PRE-SURVEY CHECK LIST
Client Questions
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Include in Survey?
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Has a survey programme been agreed with the client and <br>other persons involved?
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Is there a list of plant and installations to be surveyed available? <br>with their details?
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Are system & equipment details available & obtained prior to the survey?
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Are there any known site constraints and/or restrictions?, such <br>as security and access restrictions, safety hazards including <br>asbestos and attendance requirements?
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Please identify known Constraints
- Security Issues
- Escorted Attendance Required
- Asbestos Presence
- Confined Spaces
- Other Hazards
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Confirm Other Hazards
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Have arrangements been made to examine documents such <br>as the asset register, operating and maintenance logbooks <br>and competent person examination records?
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Has a list been prepared of persons to be interviewed?
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Has the client agreed what support will be provided, such <br>as providing escorts and attendance by contractors?
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If so, have the appropriate persons been informed and are they <br>ready to assist?
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Is any special training or site-specific information required, <br>for activities such as working on roofs?
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Has the Training been completed
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Has a method statement and risk assessment been <br>prepared for the condition survey?
General Tools & Equipment (Checklist)
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Required by Survey?
Handheld Tools
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Mobile Phone
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Camera (Digital)
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Camera (Endoscopic)
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Camera (Thermographic)
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Measure (Tape)
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Measure (Disto/Laser)
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Torch
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Set of screwdrivers
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Allen Keys / Square Peg Keys
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Light Meter
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Temperature / RH detector
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Volt Meter
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Anemometer (Rotating Vane)
Access Equipment
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Ladders
Personnel Equipment
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PPE
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First Aid Kit
General System Descriptions
GENERAL SYSTEM DESCRIPTIONS
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General Description of the Mechanical & Electrical engineering installations
Statutory Utilities
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Utilities Provided
- HV Power
- LV Power
- Natural Gas
- Oil
- LPG
- Potable Water
- Borehole Water
- Telecoms
Mechanical Installations
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Applicable Systems
- Heating
- CHP
- Cooling
- Ventilation
- Gas
- Process Systems
- Automatic Controls
- AM&T
- Miscellaneous
- None
Public Health Installations
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Applicable Systems
- Rainwater Installations
- Rainwater Harvesting
- Grey Water
- Above Ground Drainage
- Domestic Cold Water
- Domestic Hot Water
- None
Electrical Installations
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Applicable Systems
- LV Power
- Small Power
- Essential Power
- Lighting
- Emergency Lighting
- Data Installations
- Fire Alarm
- Security
- Access Control
- CCTV
- Public Address / Music
- Miscellaneous
- None
Fire Installations
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Applicable Systems
- Sprinkler Installations
- Dry Riser
- Wet Riser
- Smoke Ventilation
- Stairwell Pressurisation
- Hydrants
- NONE
Statutory Utilities
STATUTORY UTILITIES
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Include Statutory Utilities in survey?
Electricity Supply
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Electricity Supply Connected?
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Enter number of supplies
Meter Information
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System Ref/Description
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Supply Authority
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Type of electricity Supply
- HV Supply (DNO Transformer)
- HV Supply (Private Transformer)
- LV Supply
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Phase
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Meter Operator
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MPAN Reference
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Maximum Demand (kVa)
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Supply Size
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Electricity Meter Images
Gas Supply
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Gas Supply Connected?
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Type of connected supply
Gas Meter Information
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System Ref/Description
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Meter MPRN
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Gas Meter Size
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Gas Meter Images
Water Supply
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Water Supply Connected?
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Type of Supply
- Single Incoming Water Supply
- Multiple Incoming Water Supplies
- Fire Fighting Supply
- Site Borehole Supply
Water Meter Information
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System Ref/Description
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Water Meter Reference
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Water Meter Size
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Water Meter Image(s)
LPG Supply
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LPG Supply Connected?
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Type of Supply?
System Information
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System Ref/Description
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Fuel
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Stored Volume
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Storage Location
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LPG Images
Oil Supply
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Oil Supply Connected?
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Type of Supply
Type of connected Supply
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System Ref/Description
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Fuel Type
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Stored Volume
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Oil Images
Mechanical Plantroom(s) & Equipment
MECHANICAL PLANT ROOMS & EQUIPMENT
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Include this section in survey?
Mechanical Plant Room Survey
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Add Plant Room
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Room name/number
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Plantroom Description
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Plantroom Location
- Basement
- Ground Floor
- 1st
- 2nd
- 3rd
- 4th
- 5th
- 6th
- Upper
- Roof
- Externals
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Plantroom Health & Safety
- Unavailability of emergency equipment in plant rooms, for example alarms, emergency telephones, panic buttons, and emergency isolation devices
- Lack of safety equipment in plant rooms, such as rubber matting in front of electrical switch panels
- Inadequate means of escape from plant rooms
- Lack of first aid equipment
- Inadequate safety signs and posters
- Inadequate warning and danger notices
- Inadequate guards and barriers, particularly in the case of rotating and moving machinery
- Lack of means of local isolation for maintenance, particularly in the case of remotely controlled machinery
- Inadequate security of plant rooms
- Presence of hazardous substances in plant rooms without adequate precautions, for example unsecured gas bottles
- Hazards in plant rooms due to lack of headroom, holes, and trenches without adequate identification such as warning tapes and protection.
- Inadequate identification such as warning tapes and protection.
- Generally unsafe plant rooms, for example slippery floors, uneven floors and steep ramps
- Undue noise in plant rooms
- Undue noise in other areas emanating from building services plant
- Inadequate guards and rails against falling, for example on roof areas, access gantries and platforms
- Inadequate heating, ventilating and lighting in plant rooms
- Use of plant rooms as storage areas
Add Plant Item
Mechanical Plant Item
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System (NRM3)
- 5.1 - Sanitary installations
- 5.3 - Disposal installations
- 5.4 - Water installations
- 5.5 - Heat source
- 5.6 - Space heating and air conditioning
- 5.7 - Ventilation
- 5.8 - Electrical installations
- 5.0 - Fuel installations
- 5.10 - Lift and conveyor installations
- 5.11 - Fire and lightning protection
- 5.12 - Communication, security and control systems
- 5.13 - Specialist installations
- OTHER
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Plant / Equipment Type
- Air Conditioning Unit
- Air Handling Unit
- Air Terminal
- Air To Air Heat Recovery
- Audio Visual Outlet
- Battery
- BMS Control
- Boiler
- Breeching Inlet
- Building Services Accessories
- Cable Ladder Segment Type
- Cable Tray Segment
- Cable Trunking Segment
- Chiller
- Chimney
- Condenser
- Conduit Segment
- Controller
- Convector
- Cooled Beam
- Cooling Tower
- Cowl
- Damper
- Direct Water Heater
- Drainage Pump
- Duct
- Duct Accessory
- Duct Silencer
- Electric Generator
- Evaporative Cooler
- Evaporator
- Fan
- Filter
- Fire Alarm
- Fire Alarm Device
- Fire / Smoke Damper
- Fire Dry Riser
- Fire Hydrant
- Flow Controller
- Floor Waste
- Fume Hood Exhaust
- Gas Alarm
- Gas Booster
- Gas Burner
- Gas Terminal
- Gas Valve
- Grease Interceptor
- Hand Dryer
- Heater
- Heat Exchanger
- Hose Reel
- Humidifier
- Kitchen Extract
- Lightning Protection
- Lift
- Meter
- Mixing Valve
- Oil Interceptor
- Oil Tank
- Other
- Power Outlet
- Pump (Booster0
- Pump (Circulating)
- Radiator
- Residual Current Circuit Breaker
- Sensor
- Shower
- Sprinkler
- Tank / Cistern
- Thermal Mix Valve
- Valve
- Water Cooler
- Water Heater
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Plant Reference
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Plant Description
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Add Sub Description?
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Sub Description
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Date of Installation
Technical Information
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Technical Details 1
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Technical Details 2
Manufacturer Information
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Manufacturer
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Model
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Date of Manufacture
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Serial Number
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Miscellaneous
Condition
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Condition Grade
- A - as new operating as designed
- B - The element is sound, operationally safe, and exhibits only minor deterioration
- C - operational but major repair or replacement will be needed soon
- D - The element runs a serious risk of imminent breakdown
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Estimated PPM (years)
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Any Risk Items<br>
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Risk Information
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Equipment Obsolete?
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Reason for Obsolescence
- Physically Obsolete (beyond Repair)
- Economically Obsolete (Not effective to maintain)
- Functionally Obsolete (No longer required)
- Technology Obsolete (technology superseded or abandoned)
- Social or legally obsolete
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Comments
Maintenance Priority
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Confirm maintenance Priority for the equipment
- Priority 1 - Health and safety (such as compliance with stature and/or duty)
- Priority 2 - Neglect that might lead to damage or reversion
- Priority 3 - Neglect that might affect current rental income
- Priority 4 - Necessary to maintain in ‘repair’
Supporting Media
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Photos
Electrical Plantroom(s) & Equipment
ELECTRICAL PLANT ROOMS & EQUIPMENT
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Include this section in survey?
Electrical Plant Room Survey
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Add Plant Room
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Room name/number
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Plantroom Description
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Plantroom Location
- Basement
- Ground Floor
- 1st
- 2nd
- 3rd
- 4th
- 5th
- 6th
- Upper
- Roof
- Externals
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Plantroom Health & Safety
- Unavailability of emergency equipment in plant rooms, for example alarms, emergency telephones, panic buttons, and emergency isolation devices
- Lack of safety equipment in plant rooms, such as rubber matting in front of electrical switch panels
- Inadequate means of escape from plant rooms
- Lack of first aid equipment
- Inadequate safety signs and posters
- Inadequate warning and danger notices
- Inadequate guards and barriers, particularly in the case of rotating and moving machinery
- Lack of means of local isolation for maintenance, particularly in the case of remotely controlled machinery
- Inadequate security of plant rooms
- Presence of hazardous substances in plant rooms without adequate precautions, for example unsecured gas bottles
- Hazards in plant rooms due to lack of headroom, holes, and trenches without adequate identification such as warning tapes and protection.
- Inadequate identification such as warning tapes and protection.
- Generally unsafe plant rooms, for example slippery floors, uneven floors and steep ramps
- Undue noise in plant rooms
- Undue noise in other areas emanating from building services plant
- Inadequate guards and rails against falling, for example on roof areas, access gantries and platforms
- Inadequate heating, ventilating and lighting in plant rooms
- Use of plant rooms as storage areas
Add Plant Item
Electrical Plant Item
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System (NRM3)
- 5.1 - Sanitary installations
- 5.3 - Disposal installations
- 5.4 - Water installations
- 5.5 - Heat source
- 5.6 - Space heating and air conditioning
- 5.7 - Ventilation
- 5.8 - Electrical installations
- 5.0 - Fuel installations
- 5.10 - Lift and conveyor installations
- 5.11 - Fire and lightning protection
- 5.12 - Communication, security and control systems
- 5.13 - Specialist installations
- OTHER
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Plant / Equipment Type
- Air Conditioning Unit
- Air Handling Unit
- Air Terminal
- Air To Air Heat Recovery
- Audio Visual Outlet
- Battery
- BMS Control
- Boiler
- Breeching Inlet
- Building Services Accessories
- Cable Ladder Segment Type
- Cable Tray Segment
- Cable Trunking Segment
- Chiller
- Chimney
- Condenser
- Conduit Segment
- Controller
- Convector
- Cooled Beam
- Cooling Tower
- Cowl
- Damper
- Direct Water Heater
- Drainage Pump
- Duct
- Duct Accessory
- Duct Silencer
- Electric Generator
- Evaporative Cooler
- Evaporator
- Fan
- Filter
- Fire Alarm
- Fire Alarm Device
- Fire / Smoke Damper
- Fire Dry Riser
- Fire Hydrant
- Flow Controller
- Floor Waste
- Fume Hood Exhaust
- Gas Alarm
- Gas Booster
- Gas Burner
- Gas Terminal
- Gas Valve
- Grease Interceptor
- Hand Dryer
- Heater
- Heat Exchanger
- Hose Reel
- Humidifier
- Kitchen Extract
- Lightning Protection
- Lift
- Meter
- Mixing Valve
- Oil Interceptor
- Oil Tank
- Other
- Power Outlet
- Pump (Booster0
- Pump (Circulating)
- Radiator
- Residual Current Circuit Breaker
- Sensor
- Shower
- Sprinkler
- Tank / Cistern
- Thermal Mix Valve
- Valve
- Water Cooler
- Water Heater
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Plant Reference
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Plant Description
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Add Sub Description?
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Sub Description
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Date of Installation
Technical Information
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Technical Details 1
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Technical Details 2
Manufacturer Information
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Manufacturer
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Model
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Date of Manufacture
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Serial Number
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Miscellaneous
Condition
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Condition Grade
- A - as new operating as designed
- B - The element is sound, operationally safe, and exhibits only minor deterioration
- C - operational but major repair or replacement will be needed soon
- D - The element runs a serious risk of imminent breakdown
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Estimated PPM (years)
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Any Risk Items<br>
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Risk Information
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Equipment Obsolete?
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Comments
Maintenance Priority
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Confirm maintenance Priority for the equipment
- Priority 1 - Health and safety (such as compliance with stature and/or duty)
- Priority 2 - Neglect that might lead to damage or reversion
- Priority 3 - Neglect that might affect current rental income
- Priority 4 - Necessary to maintain in ‘repair’
Supporting Media
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Photos
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Room Survey
ROOM SURVEY
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Include this section in survey?
Add Room
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Room Number
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Room Name
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Floor Level
- Basement
- Ground Floor
- 1st
- 2nd
- 3rd
- 4th
- 5th
- 6th
- Upper
- Roof
- Externals
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Room Type
Mechanical Installations
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Include Mechanical Systems?
Heating
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Heating installed?
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Heating type
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Heating Control
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Heating Condition
- A - as new operating as designed
- B - The element is sound, operationally safe, and exhibits only minor deterioration
- C - operational but major repair or replacement will be needed soon
- D - The element runs a serious risk of imminent breakdown
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Heating Estimated PPM (years)
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Heating Comments
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Heating Remedial Works Comments
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Heating Photos
Cooling
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Cooling Installed?
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Cooling Type
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Cooling Control
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Cooling Condition
- A - as new operating as designed
- B - The element is sound, operationally safe, and exhibits only minor deterioration
- C - operational but major repair or replacement will be needed soon
- D - The element runs a serious risk of imminent breakdown
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Cooling Estimated PPM (years)
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Cooling Comments
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Cooling Remedial Works Comments
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Cooling Photos
Ventilation
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Ventilation Installed?
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Ventilation Type
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Ventilation Control
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Ventilation Condition
- A - as new operating as designed
- B - The element is sound, operationally safe, and exhibits only minor deterioration
- C - operational but major repair or replacement will be needed soon
- D - The element runs a serious risk of imminent breakdown
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Ventilation Estimated PPM (years)
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Ventilation Comments
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Ventilation Remedial Works Comments
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Ventilation Photos
Water/Drainage
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Water / Drainage Installed?
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Water Supply Description
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Drainage Description
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Water / Drainage Condition
- A - as new operating as designed
- B - The element is sound, operationally safe, and exhibits only minor deterioration
- C - operational but major repair or replacement will be needed soon
- D - The element runs a serious risk of imminent breakdown
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Water / Drainage Estimated PPM (years)
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Water/ Drainage Comments
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Water / Drainage Remedial Works Comments
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Water / Drainage Photos
Automatic Controls
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Controls Installed?
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Controls Description
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Controls Condition
- A - as new operating as designed
- B - The element is sound, operationally safe, and exhibits only minor deterioration
- C - operational but major repair or replacement will be needed soon
- D - The element runs a serious risk of imminent breakdown
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Controls Estimated PPM (years)
-
Controls Comments
-
Controls Remedial Works Comments
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Controls Photos
Other Mechanical
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Include Other Mechanical System(s)
Other Mechanical
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Other System
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Other Description
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Other Condition
- A - as new operating as designed
- B - The element is sound, operationally safe, and exhibits only minor deterioration
- C - operational but major repair or replacement will be needed soon
- D - The element runs a serious risk of imminent breakdown
-
Other Estimated PPM (years)
-
Other Comments
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Other Remedial Works Comments
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Other Photos
Electrical Installations
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Include Electrical Systems?
Small Power
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Small Power Installed?
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Installation Type
- Dado
- Surface
- Recessed
- Floorboxes
- Ceiling
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No. Outlets
-
Small Power Condition
- A - as new operating as designed
- B - The element is sound, operationally safe, and exhibits only minor deterioration
- C - operational but major repair or replacement will be needed soon
- D - The element runs a serious risk of imminent breakdown
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Small Power Estimated PPM (years)
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Small Power Comments
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Small Power Remedial Works Comments
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Small Power Photos
Data
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Data Installed?
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Installation Type
- Dado
- Surface
- Recessed
- Floorboxes
- Ceiling
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No. Outlets
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Data Condition
- A - as new operating as designed
- B - The element is sound, operationally safe, and exhibits only minor deterioration
- C - operational but major repair or replacement will be needed soon
- D - The element runs a serious risk of imminent breakdown
-
Data Estimated PPM (years)
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Data Comments
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Data Remedial Works Comments
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Data Photos
Lighting
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Lighting Installed
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Lighting Type
- General / Background
- Emergency
- Feature
- Display
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Installation Type
- C Surface
- Recessed
- Lay-in Grid
- Suspended
- Wall
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Lamp Types
- Fluorescent
- LED
- Halogen
- Metal Halide
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Lighting Control
- Manual
- PIR
- Daylight Dimming
- Scene Setting
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Lighting Condition
- A - as new operating as designed
- B - The element is sound, operationally safe, and exhibits only minor deterioration
- C - operational but major repair or replacement will be needed soon
- D - The element runs a serious risk of imminent breakdown
-
Lighting Estimated PPM (years)
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Lighting Comments
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Lighting Remedial Works Comments
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Lighting Photos
Access Control
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Access Control Installed?
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Access Control Type
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Access Control Condition
- A - as new operating as designed
- B - The element is sound, operationally safe, and exhibits only minor deterioration
- C - operational but major repair or replacement will be needed soon
- D - The element runs a serious risk of imminent breakdown
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Access Control Estimated PPM (years)
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Access Control Comments
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Access Control Remedial Works Comments
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Access Control Photos
Security
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Security Installed?
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Security Type
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Security Condition
- A - as new operating as designed
- B - The element is sound, operationally safe, and exhibits only minor deterioration
- C - operational but major repair or replacement will be needed soon
- D - The element runs a serious risk of imminent breakdown
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Security Estimated PPM (years)
-
Security Comments
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Securityl Remedial Works Comments
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Security Photos
Other Electrical
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Include other Electrical System(s)?
Other Electrical
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Other Description
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Other Condition
- A - as new operating as designed
- B - The element is sound, operationally safe, and exhibits only minor deterioration
- C - operational but major repair or replacement will be needed soon
- D - The element runs a serious risk of imminent breakdown
-
Other Estimated PPM (years)
-
Other Comments
-
Other Remedial Works Comments
-
Other Photos
Common Defects
COMMON DEFECTS
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Include this section in survey?
-
Boilers, heating and hot water systems
- Redundant plant and pipework
- Inadequate identification of pipework systems
- Inadequate boiler capacity or inadequate supply of heat to particular areas (complaints from occupiers or operational records may indicate possible shortages)
- Back-end corrosion of the boiler
- Boiler section cracks
- Restricted flow due to waterside fouling
- Air-side fouling caused by poor combustion
- Inadequate supply of combustion air to the boiler house
- Inadequate hot water capacity and supply points
- Inability of the hot water system to achieve hot water storage and supply temperature requirements stated in HS(G) 70
- Inadequate arrangements for pasteurising calorifiers
- Presence of dead legs in domestic hot water pipework configuration
- Unsafe hot water temperature for the type of occupant
- Unlagged pipework causing undue heat emission in specific areas or causing danger to Occupants
- Incorrect type of heat emitters for the type of occupant, for example high radiator surface temperatures in homes for the elderly, or emitters with sharp edges where persons could harm themselves
- Obstruction to heat distribution from heat emitters for example radiators obstructed by furniture
- Inadequate barriers against unauthorised tampering and operation
-
Ventilation and air conditioning systems
- Noise and vibration in fans
- Dampers not operational or disconnected from actuators
- Differential pressure devices removed or not having fluid in them
- Leaking ductwork or air-handling units
- Incorrect positioning of main air intake and outlet points, for example allowing the
- possibility of cross contamination
- Dirty or blocked main air intake and outlet louvres
- Dirty or broken filters
- Incorrectly sized fan systems, for example as a result of areas no longer being served by the system
- Ventilation control devices such as flow control devices working incorrectly
- Dirty or mouldy AHU housings
- Water side and air side fouling of heat exchangers
- Water stagnation in drip trays
- Damaged fins and coils in heater/cooler batteries
- Blocked humidifier nozzles and scaling of steam humidifiers
- Dirty ductwork systems
- Supply and extract grilles blocked by furniture
- Poor drainage of condensate from fan coil units and free-standing air conditioning units
- Excessive or inadequate air movement in conditioned spaces
- Incorrect balancing - particularly after changes to systems
- Positive and negative pressure areas not being maintained as expected
- Air leakage at doors or windows
- Use of portable/temporary heaters in conditioned space.
-
Refrigeration systems
- Use of refrigerants which are being phased out
- Refrigerant and oil leaks
- Waterside fouling of chiller heater exchangers
- Wooden components in cooling towers
- Drift eliminators not fitted to cooling towers
- Corrosion of cooling towers and cooling tower fans
- Damaged or missing insulation
- Water/condensate in BMS sensor pockets
-
Control systems
- Incorrect positioning of sensors
- Excessive hunting of actuators leading to increased wear
- Disconnected controls such as actuators
- Poor ventilation of control panels
- Timeswitches set incorrectly
- Set points set incorrectly
- Damaged sensor casings
- No calibration records of sensors
- Manual overrides not removed
Record Information
RECORD INFORMATION
-
Include this section in survey?
-
Operation & Maintenance Manuals
-
Copies Obtained?
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Record Drawings
-
Copies obtained?
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Test Certificates
-
Copies Obtained?
-
Maintenance Plan
-
Copy Obtained?
-
Commissioning Data
-
Copy Obtained
-
Health & Safety File
-
Copy Obtained?
-
Backlog Maintenance
-
Copy Obtained?
Recommendations
RECOMMENDATIONS
-
Include this section in survey?
Specialist Surveys
-
Boilers
- Combustion test
- Safety circuit operation test
- Burner operation test
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Control systems
- Operational effectiveness check
- Speed and functionality check
- Sensor calibration
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Fire alarm systems
- Condition of detectors
- System continuity check
-
Generators
- Operation test
- Switching test
- Fuel economy check
- Combustion test
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Catering equipment
- Cleanliness and hygiene inspection
- Safety check
- Electrical test
-
Lifts and escalators
- Mandatory safety checks
- Mandatory operational effectiveness check
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Refrigeration plant
- Leakage tests
- Cleanliness and hygiene inspection
- Room temperature checks
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Sprinkler systems
- Mandatory tests on control valves
- Mandatory tests on heads
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Uninterruptible Power Supplies
- Operational tests of switching
- Operational tests of unit efficiency and control
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Pressure vessels
- Mandatory test of pressure vessels
- Pipework operational effectiveness check
- Diaphragm check
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Pipelines
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Water Quality
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Thermal Imaging
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Power Quality Surveys