BWS NSW RSA Audit

• Document No.

• Audit Title

• Client / Site

• Conducted on

  Date

• Prepared by

• Location
  Address

• Personnel

Liquor and Tobacco signage

• Is the A4 'Under 18' sign attached to the side of each POS unit?

  Yes

  No

  N/A

• Is the A4 'Under 25 - be prepared to show ID' sign visible from the customer purchase point.

  Yes

  No

  N/A

• Is the A4 'ID25' sign visible from the customer purchase point?

  Yes

  No

  N/A

• Is the 'Don't buy it for them' sign visible from the customer purchase point?

  Yes

  No

  N/A

• Is the 'Smoking Kills' poster visible from the customer purchase point?

  Yes

  No

  N/A

• Is the 'Public Health Warning (Act 2008) on the counter adjacent to the register selling ciggarettes?

  Yes

  No

  N/A

• Is the nominated register selling tobacco showing the 'Cigarettes sold at this cash register only' sign.

  Yes

  No

  N/A

• Is the Licensee sign visible on entrance to the store and have the correct Licensee?

  Yes

  No

  N/A

• Is all the documentation current and relevant? Remove all excess documents.

  Yes

  No

  N/A

RSA Training Register

• Is the 'RSA Team Member Training Register' up to date with all Team members?

  Yes

  No

  N/A

• Is the NSW 'House Policy (June 2010)' in the register?

  Yes

  No

  N/A

• Is the current Liquor License kept and up to date with the current Licensee?

  Yes

  No

  N/A

• Are current RSA for all Team members kept in the register?<br>- Copy of competency cards for RSA completed prior 2006.<br>- RSA Training booked for those with RSA's dated 1/1/07 - 31/12/08 before 30/06/14.<br>- Copy of 'paper' certificate 1/01/09 - 21/8/11.

  Yes

  No

  N/A

RSA Incident Register

• Is the 'best practice' principles being followed for ID checking?

  Yes

  No

  N/A

• Is there an entry for each day in the book for the past 21 days?

  Yes

  No

  N/A

• Is there evidence that every Team member in the store has asked for ID?

  Yes

  No

  N/A

• Has the Licensee signed off on every page?

  Yes

  No

  N/A

• Are the amount of ID checks reasonable to assume that ID25 compliance is leading industry standards for RSA?

  Yes

  No

  N/A

• Have refusal of service for no ID/Intoxication/secondary supply been entered as an individual event?<br>Is the detail recorded sufficient?

  Yes

  No

  N/A

Behaviours

• View 30 minutes footage of CCTV with the Manager from a high RSA time of the week.<br>Are the behaviours consistent with compliance to ID25?

  Yes

  No

  N/A

• Is there evidence that Team members are engaging eye contact with all customers?

  Yes

  No

  N/A

• Does each Team member rostered know the process if Police attend the store and ask details about an RSA breach?

  Yes

  No

  N/A

• Can each Team member articulate the max fine for serving a minor or intoxicated customer?

  Yes

  No

  N/A

• Is there evidence 10pm closing is being adhered to?

  Yes

  No

  N/A

• General Comments