Discovery

• Document No.

• Audit Title.

• Client name

• Conducted on

  Date

• Prepared by

• Location
  Address

• Personnel

Personal Information

• Full Name or Entity

• Address

• Date of birth

Contact Details

• email

• mobile

• phone

Finacial Services Guide requirements.

• Has an FSG been delivered?

  Select Yes No

  • Yes
  • No

• How was it delivered?

Referral details

• Was the client referred to you?

  Select Yes No

  • Yes
  • No

• Name

Lifestyle

• Annual household income $

• Job Description and Employer

• Net assets

• Clients situation. Family and lifestyle.

• Clients expectation from todays meeting?

Discovery

• Investment experience?

• Tax effective advice?

• Health and lifestyle needs?

• Debt planning and management advice?

• Retirement planning?

• Insurance? Life, TPD and Income insurance

• Investment management options?

• Estate planning advice?

• Cash flow and budgeting advice?

Scoping

• Shares

  Select Yes No

  • Yes
  • No

• Options

  Select Yes No

  • Yes
  • No

• Tax effective structures

  Select Yes No

  • Yes
  • No

• Debt planning and mangement

  Select Yes No

  • Yes
  • No

• Cashflow and budgeting

  Select Yes No

  • Yes
  • No

• Retirement planning

  Select Yes No

  • Yes
  • No

• Health and ageing

  Select Yes No

  • Yes
  • No

• Insurance

  Select Yes No

  • Yes
  • No

• Estate planning

  Select Yes No

  • Yes
  • No

• Other

  Select Yes No

  • Yes
  • No

professional advice

• Accountant

• Solicitor/lawyer

• Financial planner

The information collected today is for the purpose of 'discovery' to ensure the client is requesting and is provided with the advice and services that are the most appropriate for that client.

• Notes

• I confirm that I have been provided with a Financial Services Guide (FSG) and the documents purpose was explained to me.

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