Title Page

  • Vessels name:

  • Brief description of incident:

  • Conducted on

  • Prepared by:

Root cause analyses

GENERAL INFORMATION:

  • Vessel name:

  • Date of incident:

  • Brief description of incident:

  • Investigation level:

  • Attachments:

  • Time line:

CONSEQUENCES:

  • Personal injury?

  • Death?

  • Ship damage?

  • Property damage?

  • Financial damage?

  • Environmental damage?

  • Media exposure?

  • Commercial exposure?

INCIDENT / ACCIDENT:

  • Slip / trip / falls?

  • Personnel / Equipment contact?

  • Exposure - harmful substances?

  • Exposure - harmful environment?

  • Fire / explosion?

  • Collision?

  • Grounding?

  • Loss of containment?

  • Discharge to atmosphere?

DIRECT CAUSE:

DIRECT CAUSE - UNSAFE ACTS:

  • Operating equipment without authority?

  • Removing / making safety devices in-operable?

  • Using defective equipment?

  • Improper use of equipment?

  • Not using PPE?

  • Improper lifting or task position?

  • Servicing equipment in operation?

  • Horseplay?

  • Under influence of drinks or drugs?

DIRECT CAUSE - UNSAFE CONDITIONS:

  • In-adequate guards / barriers?

  • In-adequate / improper PPE?

  • Defective tools / equipment / material?

  • Workspace restrictions?

  • Hazardous environmental conditions?

  • Noise, high / low temperature?

  • In-adequate / excessive lighting?

  • In-adequate ventilation?

  • Poor house keeping?

INDIRECT CAUSE:

INDIRECT CAUSE - HUMAN FACTORS:

  • Physically in-adequate?

  • Mentally in-adequate?

  • Lack of knowledge?

  • Lack of skill?

  • Stress?

  • Improper motivation?

INDIRECT CAUSE - JOB FACTORS:

  • In-adequate supervision?

  • In-adequate leadership?

  • In-adequate engineering?

  • In-adequate purchasing?

  • In-adequate maintenance?

  • In-adequate tools / equipment?

  • In-adequate work standards?

  • In-adequate design?

ROOT CAUSE:

  • Lack of planning / design?

  • Lack of standards?

  • Lack of compliance?

LESSONS LEARNED:

  • Lessons learned:

Proposed follow up and actions:

  • Further remarks:

Report made by:

  • Add signature

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