Title Page
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Client / Site
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Date
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Auditor:
4.0 Context of the organization
4.1 Understanding the organization and its context
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Findings
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Status
- Compliant
- Non Compliant
- Opportunity For Improvement
- Not Applicable
4.2 Understanding the need and expectation of workers and other interested parties
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Findings
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Status
- Compliant
- Non Compliant
- Opportunity For Improvement
- Not Applicable
4.3 Determine the scope of the Integrated Management System (IMS)
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Findings
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Status
- Compliant
- Non Compliant
- Opportunity For Improvement
- Not Applicable
4.4 IMS management system
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Findings
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Status
- Compliant
- Non Compliant
- Opportunity For Improvement
- Not Applicable
5.0 Leadership and worker participation
5.1 Leadership and commitment
5.1.1 General
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Findings
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Status
5.1.2 Customer Focus
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Findings
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Status
5.2 IMS Policies
5.2.1 Establishing the IMS Policies
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Findings
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Status
5.2.2 Communicating the IMS Polices
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Findings
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Status
5.3 Organizational roles, responsibilities and authorities
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Findings
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Status
- Compliant
- Non Compliant
- Opportunity For Improvement
- Not Applicable
5.4 Consultation and participation of workers
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Findings
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Status
- Compliant
- Non Compliant
- Opportunity For Improvement
- Not Applicable
6.0 Planning
6.1 Action to address risk and opportunities
6.1.1 General
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Findings
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Status
- Compliant
- Non Compliant
- Opportunity For Improvement
- Not Applicable
6.1.2 - 14001 - Environmental aspects
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Findings
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Status
6.1.2 - 45001 - Hazard Identification and assessment of risks and opportunities
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Findings
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Status
- Compliant
- Non Compliant
- Opportunity For Improvement
- Not Applicable
6.1.3 - 14001 - Compliance Obligations (14001)
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Findings
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Status
6.1.3 - 45001 -Determination of legal requirements and other requirements (45001)
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Findings
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Status
- Compliant
- Non Compliant
- Opportunity For Improvement
- Not Applicable
6.1.4 Planning action
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Findings
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Status
- Compliant
- Non Compliant
- Opportunity For Improvement
- Not Applicable
6.2 IMS objectives and planning to achieve them
6.2.1 IMS objectives
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Findings
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Status
- Compliant
- Non Compliant
- Opportunity For Improvement
- Not Applicable
6.2.2 Planning actions to achieve IMS objectives
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Findings
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Status
- Compliant
- Non Compliant
- Opportunity For Improvement
- Not Applicable
6.3 - 9001 - Planning of Changes
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Findings
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Status
7.0 Support
7.1 Resources
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Findings
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Status
- Compliant
- Non Compliant
- Opportunity For Improvement
- Not Applicable
7.1.1 - 9001 - General
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Findings
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Status
7.1.2 - 9001 - People
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Findings
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Status
7.1.3 - 9001 - Infrastructure
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Findings
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Status
7.1.4 - 9001 - Environment for the operation of processes
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Findings
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Status
7.1.5 - 9001 - Monitoring and measuring resources
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Findings
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Status
7.1.6 - 9001 - Organisational knowledge
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Findings
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Status
7.2 Competence
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Findings
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Status
- Compliant
- Non Compliant
- Opportunity For Improvement
- Not Applicable
7.3 Awareness
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Findings
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Status
- Compliant
- Non Compliant
- Opportunity For Improvement
- Not Applicable
7.4 Communication
7.4.1 General
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Findings
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Status
- Compliant
- Non Compliant
- Opportunity For Improvement
- Not Applicable
7.4.2 Internal communication
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Findings
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Status
- Compliant
- Non Compliant
- Opportunity For Improvement
- Not Applicable
7.4.3 External communication
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Findings
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Status
- Compliant
- Non Compliant
- Opportunity For Improvement
- Not Applicable
7.5 Documented information
7.5.1 General
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Findings
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Status
- Compliant
- Non Compliant
- Opportunity For Improvement
- Not Applicable
7.5.2 Creating and updating
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Findings
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Status
- Compliant
- Non Compliant
- Opportunity For Improvement
- Not Applicable
7.5.3 Control of documented information
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Findings
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Status
- Compliant
- Non Compliant
- Opportunity For Improvement
- Not Applicable
8.0 Operation
8.1 Operational planning and control
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Findings
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Status
- Compliant
- Non Compliant
- Opportunity For Improvement
- Not Applicable
8.1.1 - 45001 - General
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Findings
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Status
- Compliant
- Non Compliant
- Opportunity For Improvement
- Not Applicable
8.1.2 - 45001 - Eliminating hazards and reducing OHS risks
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Findings
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Status
- Compliant
- Non Compliant
- Opportunity For Improvement
- Not Applicable
8.1.3 - 45001 - Management of change
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Findings
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Status
- Compliant
- Non Compliant
- Opportunity For Improvement
- Not Applicable
8.1.4 - 45001 - Procurement
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Findings
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Status
- Compliant
- Non Compliant
- Opportunity For Improvement
- Not Applicable
8.2 - 14001 - 45001 - Emergency preparedness and response
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Findings
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Status
- Compliant
- Non Compliant
- Opportunity For Improvement
- Not Applicable
8.2 - 9001 - Requirements for products and services
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Refer to ISO9001 for required detail
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Findings
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Status
8.3 - 9001 - Design and development of products and services
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Findings
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Status
8.4 - 9001 - Control of externally provided processes, products and services
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Findings
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Status
8.5 - 9001 - Production and service provision
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Findings
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Status
8.6 - 9001 - Release of products and services
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Findings
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Status
8.7 - 9001 - Control of nonconforming outputs
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Findings
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Status
9.0 Performance evaluation
9.1 Monitoring, measure, analysis and performance evaluation
9.1.1 General
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Findings
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Status
- Compliant
- Non Compliant
- Opportunity For Improvement
- Not Applicable
9.1.2 Evaluation of compliance
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Findings
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Status
- Compliant
- Non Compliant
- Opportunity For Improvement
- Not Applicable
9.1.2 - 9001 - Customer Satisfaction
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Findings
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Status
9.1.3 - 9001 - Analysis and evaluation
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Findings
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Status
9.2 Internal audit
9.2.1 General
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Findings
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Status
- Compliant
- Non Compliant
- Opportunity For Improvement
- Not Applicable
9.2.2 Internal audit programme
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Findings
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Status
- Compliant
- Non Compliant
- Opportunity For Improvement
- Not Applicable
9.3 Management review
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Findings
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Status
- Compliant
- Non Compliant
- Opportunity For Improvement
- Not Applicable
9.3.1 Inputs
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Findings
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Status
9.3.2 Outputs
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Findings
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Status
10.0 Improvement
10.1 General
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Findings
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Status
10.2 Incident, Nonconformity and corrective action
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Findings
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Status
10.3 Continual improvement
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Findings
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Status
Overall Findings
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Auditor
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