INTERNAL AUDIT REPORT

• Internal Audit Number [Year-Audit Number]

• Type of Audit

  Procedural

  Legal Requirements Check

• Process Audited

  Select Procedure for Business Management & Reporting Procedure for Control of Documented Information Procedure for Control of Subcontractors & Purchasing Procedure for Emergency Response Procedure for Environmental Aspects & Impact Procedure for Human Resources Management Procedure for Management of Change Procedure for Occupational Health & Safety Procedure for Opportunity for Improvement Procedure for Project Management Procedure for Quotes and Tenders Procedure for Risk Assessment

  • Procedure for Business Management & Reporting
  • Procedure for Control of Documented Information
  • Procedure for Control of Subcontractors & Purchasing
  • Procedure for Emergency Response
  • Procedure for Environmental Aspects & Impact
  • Procedure for Human Resources Management
  • Procedure for Management of Change
  • Procedure for Occupational Health & Safety
  • Procedure for Opportunity for Improvement
  • Procedure for Project Management
  • Procedure for Quotes and Tenders
  • Procedure for Risk Assessment

• Date of Audit

  Date

• Auditor

  Rachel McManus

  Mark Hoare

  Darcy Hoare

  Denis O'Brien - Compliance Lab

  Other

• Auditor (if not listed)

• Auditee/s

• Location of Audit
  Address
• Location of Site (if applicable)
  Address

OBJECTIVE & SCOPE OF AUDIT

• The objective of this internal audit is to conduct a review of
  Associated Rigging’s IMS procedures in order to ensure the
  procedures are current and accurately reflect the process
  being followed in the workplace.
  

• The scope of this audit applies to

  Select Business Management & Reporting Control of Documented Information Control of Subcontractors & Purchasing Emergency Response Environmental Aspects & Impacts Human Resources Management Management of Change Monitoring & Measurement Occupational Health & Safety Opportunity for Improvemenet Project Management Quotes & Tenders Risk Assessment

  • Business Management & Reporting
  • Control of Documented Information
  • Control of Subcontractors & Purchasing
  • Emergency Response
  • Environmental Aspects & Impacts
  • Human Resources Management
  • Management of Change
  • Monitoring & Measurement
  • Occupational Health & Safety
  • Opportunity for Improvemenet
  • Project Management
  • Quotes & Tenders
  • Risk Assessment

PRE-AUDIT DISCUSSION (e.g. relevent concerns, outstanding issues, changes etc)

• This audit was completed in line with the requirement of Associated Rigging’s IMS certification to ISO standards 9001, 14001, 45001 and in association with the ISO Cross Reference Matrix.

• Discussion notes

OPENING MEETING AUDIT CHECKLIST

• Audit plan confirmed

  Yes

  No

  N/A

• Short summary of how the audit activities will be undertaken provided

  Yes

  No

  N/A

• Communication channels confirmed

  Yes

  No

  N/A

• Auditee/s provided with the opportunity to ask questions

  Yes

  No

  N/A
DOCUMENTS REVIEWED

• Document name

• Unique details

RECORDS REVIEWED

• Record name

• Unique details

OBSERVATIONS/ GENERAL SUMMARY

• Details

• Findings from the audit are raised as Opportunities for Improvement (OFIs) in the Opportunity for Improvement (OFI Register) and are outlined below as applicable. For detailed information please refer to the associated audit notes.

OPPORTUNITIES FOR IMPROVEMENT

• Details

• OFI Number

SIGNED BY AUDITOR

• Auditor

  Sign

REVIEWED BY

• Authorised Associated Rigging Representive

  Sign

• Title