Information

  • PUWER assessment number

  • Photograph of the work equipment

  • Equipment Serial Number (or Asset Number)

  • Site

  • Department/Area

  • Description of Equipment

  • Conducted by

  • Conducted on

Regulation 4 - Suitability of work equipment

  • 4.1 Is the equipment suitable by design, construction or adaptation for the work it is provided to do?

  • Guidance: All work equipment is to be constructed or adapted so as to be suitable for the purpose for which it is being used or provided, and every employer should ensure that all work equipment is used only for operations for which, and under conditions for which, it is suitable. Consideration must be given to initial integrity, the pace where it will be used, and the purpose for which it will be used.

  • ACOP: When selecting work equipment, employers should take into account ergonomic risks so the operators do not have to exert undue force or stretch beyond normal strength or physical reach

  • 4.2 Is the equipment suitable for the conditions in which it is to be used (e.g. electric drill to be used outside in damp conditions)?

  • 4.3 Can the work equipment cause risks in situations whereby it would otherwise be safe (e.g. petrol generator discharging into enclosed space)?

  • 4.4 Is the equipment suitable for the purpose or conditions of use (e.g. use of knives for cutting equipment where scissors would suffice)?

  • Guidance: Employer must ensure that equipment is suitable for the process and conditions of use

  • ACOP: Work equipment should be installed, located and used in such a way as to reduce risks to users of the work equipment and other workers. Consideration needs to be given to ensure that there is sufficient space between the moving parts of work equipment and fixed or moving parts in its environment, and that's all forms of energy and substances used or produced can be supplied and/or removed in a safe manner

  • Comments

Regulation 5 - Maintenance

  • 5.1 Is the equipment maintained? If so, state frequency.

  • Guidance: All work equipment should be maintained in an efficient state, in efficient working order and in good repair. Maintenance may include routine maintenance based on recommendations of the equipment manufacturer and planned preventive maintenance (where inadequate maintenance could cause equipment, safeguard, or other protection failure in a dangerous way). Frequency of maintenance activities should take into account:

    a) intensity of use - frequency and maximum working limits;
    b) operating environment - eg outdoors
    c) variety of operations - is the equipment performing the same task or does this change?
    d) risks from malfunction or failure

  • 5.2 Is the equipment subject to statutory inspection? If so, state which regs. apply e.g. COSHH, LOLER etc

  • 5.3 Is the maintenance work routine based on the manufacturer’s recommendations?

  • 5.4 Is the maintenance work planned and preventative (required where parts of the equipment could fail in a dangerous way)?

  • 5.5 Have all maintenance staff received adequate information, instruction and training?

  • 5.6 Is a record of maintenance kept?

  • 5.7 If a maintenance log is kept, is it up to date?

  • Guidance: The maintenance of work equipment should be properly managed. i.e. planned preventative maintenance, condition based maintenance, or breakdown based maintenance.

  • Comments

Regulation 6 - Inspection

  • 6.1 Is equipment inspected after installation and before being put to use for the first time?

  • 6.2 Is equipment inspected after it is assembled at a new site or location?

  • 6.3 Is work equipment inspected at suitable intervals when it is exposed to conditions causing deterioration, which is liable to result in dangerous situations (e.g. high vibrations)?

  • 6.4 Is the equipment inspected for safety, each time an exceptional circumstances arises e.g. a major fault occurs?

  • 6.5 If equipment leaves the undertaking, or if obtained from another person, it is accompanied by physical evidence that the last inspection has been carried out?

  • Guidance: Equipment that should receive an inspection will include:

    a) Horizontal injection moulding machine
    b) Paper cutting guillotines
    c) Diecasting machines
    d) Shell moulding machines
    e) complex automated equipment
    f) Integrated production lines

    Your risk assessment should identify any other work equipment where deterioration could cause a significant risk and which should therefore be inspected. Inspections should include visual checks, functional checks and testing, completed by competent person and recorded.

  • Comments

Regulation 7 - Specific Risks

  • ACOP: Risks must be controlled by:

    a) elimination of the risks or, if not possible,
    b) taking hardware (physical) measures to control the risk such as the provision of guards:

    But if the risk cannot be adequately controlled:

    c) Taking appropriate measures to deal with residual risk such as following a safe system of work and the provision of information, instruction and training.

  • 7.1 Is the use of this equipment restricted to specific persons (e.g. abrasive wheels, circular saws, etc.)?

  • 7.2 Is the repair, maintenance, modifications and servicing restricted to specific persons?

  • 7.3 Have those persons who use, repair, maintain, modify or service the equipment been adequately trained? If so, state training received

  • ACOP: Such a person should have received proper instruction, information and training for such work.

  • Comments

Regulation 8/9 - Information, Instruction and Training

  • 9.1 Have all users of work equipment received adequate information, instruction and training, including: <br> Methods<br> Risks<br> Precautions<br>

  • Guidance: Information can be in writing or verbal where this is considered to be sufficient. Written instructions refer primarily to the information provided by manufacturers or suppliers, such as instruction sheets or manuals, instruction placards, warning labels and training manuals.

  • 9.2 Has special emphasis been given to young persons under 18 years of age?

  • 9.3 Have all supervisors/ managers of work equipment received adequate information, instruction and training, including: <br>Methods<br>Risks<br>Precautions

  • ACOP: Any information and written instructions you provide should be readily comprehensible and cover:
    a) all health and safety aspects arising from the use of work equipment
    b) any limitations on these uses
    c) any foreseeable difficulties that could arise
    d) the methods to deal with them

  • Comments

Regulation 10 - Community Requirements (NEW EQUIPMENT ONLY)

  • 10.1 Dose the equipment comply with relevant community directives (e.g. does it display a CE mark)?

  • Guidance: You should check that any work equipment provided for use after 31 December 1992 bears a CE mark and has an EC declaration of conformity.

    Refer to schedule 1 of the ACOP/guidance for a list of the relevant statutory instruments. The work equipment should be provided with suitable operating instructions, and information should be available about residual hazards such as noise and vibration. You must check the equipment for obvious hazards that have not been adequately or appropriately dealt with by the equipment manufacturer or supplier.

  • 10.2 If so and where an essential requirement has applied to the design and construction of an item, have the requirements of regulations 11-19 and 22-29 been applied?

  • Comments

Regulation 11 - Dangerous Parts Of Machinery

  • 11.1 Have measures been taken to prevent access to dangerous parts of the machine or rotating stock bar, or to stop movement or any dangerous part or rotating stock bar before any person enters a danger zone?

  • 11.2 So far as is practicable have fixed guards been provided?

  • So far as is practicable have other guards or protection devices been provided?

  • So far as is practicable have jigs, holders, push sticks or similar protection devices been provided?

  • Guidance: The regulations provide a hierarchy of guarding of dangerous part of machinery, i.e. any piece of work equipment which could cause injury. Measures should be taken to prevent access to any dangerous part of machinery, or to stop the movement of any dangerous part of machinery, before any part of the person enters the danger zone.

  • 11.3 Has adequate information, instruction, training and supervision been given?

  • 11.4 So far as is practicable, are guards and protection devices suitable and sufficient for the purpose for which they are provided (e.g. good construction, sound material, adequate strength, maintained and in good repair, etc.)?

  • Guidance: Your risk assessment should identify the hazards presented by machinery and evaluate the risks. The objective is to prevent contact with any dangerous part of the machine using measures descended from the top of the scale from (a) to (d) above

  • Comments

Regulation 12 - Protection against specific hazards

  • 12.1 So far as is reasonably practicable, have the risks associated with the following hazards been adequately controlled by means other than PPE, information, instruction, training or supervision?<br><br>The hazards to be considered are: An article or substance being ejected from the equipment

  • Rupture or disintegration of parts

  • Fire or overheating

  • Unintended discharge of article or gas, dust, liquid, vapour or other substance

  • Unintended explosion of equipment or article or substance used or stored in the equipment

  • Guidance: Employers should prevent articles or substances falling or being injected from work equipment, rupture or disintegration of parts or work equipment, work equipment catching fire or overheating, the unintended or premature discharge of any article, gas, dust, liquid, vapour or other substance from work equipment, or the unintended or premature explosion of the work equipment.

    Where this is not reasonably practicable then such matters should be adequately controlled. Your risk assessment should identify if any of these hazards are relevant and the actions that you need to take.

  • Comments

Regulation 13 - High or very low temperatures

  • 13.1 Where appropriate, are all parts of work equipment, articles or substances in the equipment protected to prevent burns by contact (engineering measures should always be applied, although circumstances may arise where the only form of protection may be PPE, etc.)?

  • Guidance: You should ensure that work equipment, parts of the equipment and articles or substances produced, used or stored in work equipment are protected so as to prevent injury to any person By burn, scald or sear. The risk from contact with hot or cold services should be reduced by engineering methods, i.e. reduction or increase in surface temperatures, insulation, shielding, barricading and guarding. While engineering measures should always be applied, Where appropriate, alternative or complimentary forms of protection might also be necessary e.g. PPE,, warning signs instructions, training, supervision etc

  • Comments

Regulation 14 - Controls for starting or changing operating conditions

  • 14.1 Is the equipment fitted with start, stop or operating condition controls which require a deliberate action to operate?

  • 14.2 Can starting take place by use of a protective device (e.g. an interlock)?

  • 14.3 Are the controls protected against inadvertent operation (e.g. starter shrouded)?

  • Guidance: Where appropriate, work equipment should be provided with one or more controls for starting the work equipment and for controlling any change in speed, pressure or other operating conditions of work equipment, where such change may result in increased risk.

    Controls should be designed and positioned so as to prevent inadvertent or accidental operation.

    It should only be possible to stop equipment by using appropriate controls. You should not normally be able to restart any equipment simply by resetting a protection device e.g. interlock - operation of the start control should also be required. The control must not be capable of starting itself due to effects of gravity, failure of a spring mechanism etc

  • Comments

Regulation 15 - Stop Controls

  • 15.1 Does the stop control mechanism bring the work equipment to a safe condition in a safe manner (less than 10 seconds with woodworking machinery)?

  • 15.2 Are all sources of energy switched off after stopping the equipment (compressed air/ hydraulic pressure)?

  • 15.3 Does the stop control equipment operate in priority to controls which start or change operating conditions?

  • Guidance: Where appropriate, work equipment should be provided with one or more readily accessible controls to stop the work equipment to a safe condition, in a safe manner. If required for safety the stop control does not have to be instantaneous.

  • Comments

Regulation 16 - Emergency stop controls

  • 16.1 Is the equipment fitted with an emergency stop control which operates in priority to any other control mechanism?

  • Guidance: An emergency stop control should be provided where the other safeguards are not adequate to prevent risk when some irregular event occurs. However, this is not a substitute for necessary safeguarding.

    Where it is appropriate to have one, emergency stops should be provided at every control point and at other appropriate locations around equipment so that action can be taken. Your risk assessment should identify where emergency stops are required. Emergency stops should be easily reached and activated.

  • Comments

Regulation 17 - Controls

  • 17.1 Are all controls for work equipment clearly visible and identifiable and appropriately marked where necessary?

  • 17.2 Are control mechanisms in a safe position and operators free from danger?

  • 17.3 So far as is reasonably practicable, can the operator of any control ensure that from the position of the control, no person is in a place where there is a risk to health and safety? If Y go to Reg 18

  • 17.4 If no, are systems in place to ensure health and safety?

  • 17.5 If no, are there audible, visible or warning devices which are activated before the equipment starts?

  • Guidance: Where controls have to be positioned where people are at some risk, e.g. robot teaching pendant, particular precautions should be used, e.g. hold to run controls, reduced or limited capability of equipment. You may need to employ additional measures if someone could remain inside safeguards at start-up. Any warnings must be ambiguous, easily perceived easily understood.

  • Comments

Regulation 18 - Control Systems

  • 18.1 Do control systems allow for failures, faults and constraints to be expected in the planned circumstance of use, with no increased risk to health and safety?

  • 18.2 Does a failure of any part of the control system or its power supply lead to a ‘fail-safe’ condition, which will not impede the operation of the ‘stop’ or ‘emergency stop’ controls?

  • Guidance: All control systems of work equipment must be safe and operation must not create an increased risk to health or safety. Faults in, or damage to, any part of the control system must not result in additional or increase risk and should lead to "failsafe" condition.

  • Comments

Regulation 19 - Isolation from sources of energy

  • 19.1 Are there suitable means to isolate the equipment from all sources of energy (e.g. multiple lockable hasps, removal of plug, close and lock off valves, drain/ vent outlets, etc.)?

  • 19.2 Are the means of isolation clearly identifiable?

  • 19.3 Are they accessible?

  • 19.4 Are there appropriate measures to ensure that reconnection does not expose any person to a risk of injury (e.g. reconnection initiating movement, adequate guards)

  • Guidance: If work on isolated equipment is done by more than one person, locking devices with multiple locks and keys might be necessary. In some cases sources of energy may need to be maintained when equipment is stopped so measures will need to be taken to eliminate risks before attempts are made to isolate.

  • Comments

Regulation 20 - Stability

  • 20.1 Is the equipment stabilised by clamping or otherwise where necessary to prevent risk of injury (e.g. machines bolted to floor, scaffolds tied to building, outriggers on mobile cranes, etc.)

  • Guidance: All work equipment and parts of work equipment should be stabilised by clamping, or otherwise secured for the purposes of health and safety. Most machines used in a fixed position should be bolted or otherwise fastened down so that they do not move or rock during use. Mobile work equipment must always be used within the limits of its stability.

  • Comments

Regulation 21 - Lighting

  • 21.1 Are the places where the work equipment is to be used suitably and sufficiently lit (local lighting may be required on certain machines e.g. lathes, sewing machines)?

  • Guidance: Suitable and sufficient lighting, which takes account of the operations need to be carried out, should be provided at any place where a person uses work equipment. If ambient lighting provided in the workplace is suitable and sufficient for the tasks involved then special lighting need not be provided; but if the task involved the perception of detail then additional lighting would need to be provided to comply with the regulations.

    Additional lighting should also be provided in areas not covered by general lighting when other work activities, such as maintenance or repairs, are carried out. Permanent lighting should always be considered where access is foreseeable on intermittent but regular basis.

  • Comments

Regulation 22 - Maintenance Operations

  • 22.1 Is maintenance carried out with the machine stopped and isolated? If Y go to Reg 23

  • 22.2 If not and it is reasonably practicable to do so, are maintenance operations carried out without exposing persons to risk?

  • 22.3 If not, are there measures in place to reduce the risk of injury (e.g. temporary guards, limited movement controls, PPE, etc.)?

  • Guidance: Where reasonably practicable, steps should be taken to ensure that work equipment is constructed or adapted so that it can be maintained whilst shut down. You need to review the measures provided by the manufacturer.
    Also remember that if faultfinding may be required where the equipment has to be live your answer must be "NO"

  • Comments:

Regulation 23 - Markings

  • 23.1 Is the equipment appropriately marked for health and safety purposes e.g. emergency stop controls, safe working load, colour code of gas cylinders

  • 23.2 Do all markings comply with BS 5378 or Safety Signs and Signals Regulations 1998?

  • Guidance: All the equipment should be marked in a clearly visible manner with any marking appropriate for reasons of health and safety.

    Examples might include clear marking of stop and start controls, including isolators, the maximum rotation speed abrasive wheels, maximum safe working loads of lifting equipment in accessories, marking of compressed gas cylinders, colour coding or marking of pipelines and vessels etc.

    Work equipment should incorporate any appropriate warnings or warning devices. Such warnings should be unambiguous, easily perceived and easily understood (e.g. positive instructions, prohibitions, and restrictions).

  • Comments

Regulation 24 - Warnings

  • Are all warnings and warning devices unambiguous, easily understood, easily perceived (e.g. signs complying with the Safety Signs and Signals Regulations 1998, audible visible warnings on fork lift trucks, etc.)?

  • Guidance: Warnings can be permanent printed warnings, which may be attached to, or incorporated into, equipment or positioned close to it. Additionally, there may be also need for portable warnings which are required to be posted during temporary operations.

    Where words can be augmented by, or replaced by, appropriate graphical signs, they should be in accordance with the health and safety (safety signs and signals) regulations 1996.

    Warning devices can be portable e.g. reversing alarm on vehicle, or visible. They may indicate imminent danger, development of a fault condition, or the continued presence of a potential hazard. Examples include "not to be operated by persons under 18 years of age", "hardhats must be worn", "do not heat above 60°C", "hot surface" etc

Environmental and other considerations

  • Is the equipment free from leaks or discharges?

  • Is the equipment marked with appropriate energy ratings? If so what are they?

  • Does the equipment require any connections to either surface water or foul sewer?

  • Does the equipment produce any dusts or fumes other emissions?

  • Does equipment require connection to electricity, air, gas, water or other supplies? if so, specify what they are (Including voltages pressures etc)

  • Does the equipment require any registration or approval prior to operation? (Four example registration of x-ray machine being used on site)

Actions Required

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Sign off as acceptable for use

  • Site Manager

  • Name/Sign:

  • Department Manager

  • Name/Sign:

  • Engineering Manager

  • Name/Sign:

  • Health and Safety Officer

  • Name/Sign:

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