Region 732 Compliance Audit

• Branch Name

• Branch Number

• Conducted on

  Date

• Conducted by

FCA

• Team fully understand How / Why we complete the Needs Form? (Target 100%)

  Yes

  No

  N/A

• Team fully understand the 4 Must Do's and CATI performance? (Target 80%)

  Yes

  No

  N/A

STAR

• Team fully enrolled on STAR including Thumb Print and understand clocking in / out process?

  Yes

  No

  N/A

• Rota's always entered 6 week in advance?

  Yes

  No

  N/A

• Manager working 75% Saturday's & 50% Sunday's?

  Yes

  No

  N/A

• Timecards fully completed by 11am every Monday?

  Yes

  No

  N/A

• BM hours sent to TPC every Sunday?

  Yes

  No

  N/A

Loss Prevention

• MSC's completed as per store Grade? (Green 2 x per week, Amber 4 x per week & Red 5 x per week)

  Yes

  No

  N/A

• All cover sheets are in place and used for every MSC, Delivery and Audit?

  Yes

  No

  N/A

• Stock integrity self audits completed and actions put in place to minimise losses?

  Yes

  No

  N/A

• Deliveries checked at earliest opportunity and stock immediately secured?

  Yes

  No

  N/A

• All Bank lodgements completed on day of money collection?

  Yes

  No

  N/A

Day To Day

• CFC accessed daily?

  Yes

  No

  N/A

• Banking completed daily, cash up entered into bank book and cash sealed in envelope?

  Yes

  No

  N/A

• Goods out and Contracts completed 3 x per week?

  Yes

  No

  N/A

• Conference call 100% attendance and cascade?

  Yes

  No

  N/A

People

• Monthly BSC reviews completed with every CC?

  Yes

  No

  N/A

• Holding team to account on performance and management requests using standard form of media? (Coaching cards and IDD's)

  Yes

  No

  N/A

BM Agreement

• Add signature

  Sign