Risk And Assurance Intro

• Conducted on

  Date

• Prepared by

• Personnel

Details

• Group

  Select CE Report Strategy & Policy Performance & Delivery Finance & Capability

  • CE Report
  • Strategy & Policy
  • Performance & Delivery
  • Finance & Capability

• Manager

Risk

• Introduce Risk and Assurance concepts, definitions, etc

  Yes

  No

  N/A

• Review existing Risk Registers

  Yes

  No

  N/A

• List the top 10 Risks

  Yes

  No

  N/A

• Do Disaster Recovery Plans or Business Continuity Plans Exist

  Yes

  No

  N/A

• Environmental scan undertaken to identify risks

  Political

  Economic

  Sociological / Environmental

  Technological

  Legal

Assurance

• Do any existing assurance activities exist ie Qualmark, ISO, External Audit

  Yes

  No

  N/A

• Frequency of audits / checks

  Monthly

  Every Two Months

  Quarterly

  Every 6 months

  Annually
What other controls exist?

Excellence

• Do Key Performance Indicators exist

  Yes

  No

  N/A

• Are processes documented?

  Yes

  No

  N/A

• Is any form of benchmarking undertaken?

  Yes

  No

  N/A

Summary.

• Comments.

• Recommendations.

• General Photos.

  Media