Internal Audit Report

• Audit Title

• Document No.

• Client / Site

• Conducted on

  Date

• Prepared by

• Location
  Address

• Personnel

Section 1: Audit Overview

• Process audited

• Type of audit

  Scheduled

  Unscheduled

• Documents reviewed for audit

• Number of related non-conformances raised to date

Section 2: Review work instructions / procedures

• Do work instructions / procedures adequately control stated objectives?

  Yes

  No

  N/A

• Do work instructions / procedures comply with regulatory requirements?

  Yes

  No

  N/A

• Are all documents up to date ( i.e. have they been reviewed within past 2 years?)

  Yes

  No

  N/A

Section 3: Review previous audit reports

• Has this procedure been audited in the past?

  Yes

  No

  N/A

• Have previous corrective actions, non-conformances and suggested improvements been implemented?

  Yes

  No

  N/A

Section 4: Review the process

• Is the relevant procedure / work instruction being followed?

  Yes

  No

  N/A

• Is the process efficient?

  Yes

  No

  N/A

• Is the workspace suitable for the process?

  Yes

  No

  N/A

• Is the necessary equipment and materials available and appropriately maintained?

  Yes

  No

  N/A

• Do staff appear knowledgable and comfortable with the procedure?

  Yes

  No

  N/A

• Is safety being controlled during this process?

  Yes

  No

  N/A

Section 5: Review record keeping

• Are records being kept for this process

  Yes

  No

  N/A

• Is the content and format of these records appropriate?

  Yes

  No

  N/A

Section 6: Review training for the process

• Is there training for this process?

  Yes

  No

  N/A

• Is the frequency and content of this training appropriate?

  Yes

  No

  N/A

• Have all relevant staff been included in the training?

  Yes

  No

  N/A

Section 7: Review customer requirements

• Are any customer requirements being met for this process?

  Yes

  No

  N/A

• Is customer feedback recorded and this feedback reviewed?

  Yes

  No

  N/A

Section 8: Review controls

• Are controls in place for this process?

  Yes

  No

  N/A

• Is appropriate validation and measurement occurring as described in work instructions / procedures

  Yes

  No

  N/A

Section 9: Audit Findings

• Summaries the findings of this audit

Section 10: Non-conformances and Improvements

• ITEM 1

• Non conformance or improvement identified

• Action required and person assigned

• Due date of action

  Date

• Follow up action reviewed for effectiveness - comments

• Follow up date

  Date

Section 11: Confirmation of results

• Auditor signature

  Sign

• DC Manager signature

  Sign