Security Audit

• Conducted on

  Date

• Prepared By

• Location
  Address

Instructions

• Progress through the following sections, answering each question. When an item is non-compliant, be sure to add notes and photos as evidence.

General Facility Impressions and Security Posture

• What is the estimated volume of daily visitors?

• Have there been security problems in the past? (If so, describe in comments section below)

  Safe

  At Risk

  N/A

• Comments

• What are the biggest threats to security?

• What assets at the facility need to be protected?

Camera Program Details

• Are cameras installed?

  Yes

  No

  N/A

• How many cameras are functional?

• How many cameras are inoperable?

• Are cameras managed by security, IT, facilities, or others?

• Are monitors clear?

  Yes

  No

  N/A

• Comments on camera system or management:

Windows

• Are windows locked/sealed?

  Yes

  No

  N/A

• Are broken windows replaced immediately?

  Yes

  No

  N/A

• Comments/Details:

Perimeter Doors

• Are perimeter doors alarmed?

  Yes

  No

  N/A

• Are any perimeter doors propped open?

  Yes

  No

  N/A

• Are alarms active during the day or are areas shut off? How is perimeter access controlled through various doors?

• Is there a regular lock up routine?

  Yes

  No

  N/A

• Are perimeter doors supported by cameras?

  Yes

  No

  N/A

Intrusion Alarm System

• Alarm System Observation:

• Is an intrusion alarm system used in the facility?

  Yes

  No

  N/A

• Is the intrusion alarm system in working order?

  Yes

  No

  N/A

• Does the alarm system have a power back-up?

  Yes

  No

  N/A

Access Control Systems

• Does the facility use an automated access control system?

  Yes

  No

  N/A

• Are card readers utilized at all access points?

  Yes

  No

  N/A

• Are card readers securely fastened and in good working order?

  Yes

  No

  N/A

• Comments on access control system:

Computer Security

• Is there a physical security access control of computers and servers?

  Yes

  No

  N/A

• Describe:

• Are the ares monitored?

  Yes

  No

  N/A

• Describe:

• Are computers marked with serial numbers or company information?

  Yes

  No

  N/A

• Is after-hours access to server rooms monitored/controlled?

  Yes

  No

  N/A

Shipping and Receiving (Trucks)

• Is access to loading and unloading areas controlled?

  Yes

  No

  N/A

• Describe the security measures and procedures:

• Are truck drivers allowed free access to the facility?

  Yes

  No

  N/A

• Describe the truck driver access control procedures:

• Are freight containers and vehicles locked when not being accessed?

  Yes

  No

  N/A

• Are loading/unloading activities supervised? Describe:

• Is the shipping and receiving area regularly patrolled?

  Yes

  No

  N/A

• Describe the security procedure:

• Are there cameras supporting the area? Describe:

Visitors Vehicle Access

• Access Points

• Systems and Passes issued

• Is there an access control system in place for visitor vehicles?

  Yes

  No

  N/A

• Do visitors have to show ID?

  Yes

  No

  N/A

• Are visitors announced?

  Yes

  No

  N/A

• Are visitors required to park in certain areas?

  Yes

  No

  N/A

• Are there passes issued?

  Yes

  No

  N/A

• Describe the types of passes issued?