Auditing, and Non-conformance Process Audit

• Site conducted

  Select

• Audit Number

• Prepared by

• Department

• Conducted on

  Date

• Auditor

• Reviewer

• Auditees

Auditing Process

• Is there an existing audit schedule?

  Yes

  No

  N/A

• Is the audit schedule current and up to date?

  Yes

  No

  N/A

• Are the auditor’s training records current?

  Yes

  No

  N/A

• Are the audit reports reviewed?

  Yes

  No

  N/A

• Are the audit results reported to management?

  Yes

  No

  N/A

• Are the results of the audits discussed in management review meetings?

  Yes

  No

  N/A

• Are trends from the audit reports developed?

  Yes

  No

  N/A

• Are the nonconformances from these audits recorded?

  Yes

  No

  N/A

• Are appropriate corrective actions for these nonconformances developed?

  Yes

  No

  N/A

Control of nonconformances and nonconforming outputs.

• Is there a process to identify nonconformances and nonconforming outputs?

  Yes

  No

  N/A

• Yes

  No

  N/A

• Do all staff have access to this system?

  Yes

  No

  N/A

• Is the criteria for nonconformances identified?

  Yes

  No

  N/A

• Is the staff familiar with these criteria?

  Yes

  No

  N/A

• Are nonconforming products identified?

  Yes

  No

  N/A

• Are the nonconforming products segregated?

  Yes

  No

  N/A

• Are the nonconforming products from suppliers identified and segregated?

  Yes

  No

  N/A

• Are customers informed of nonconforming products?

  Yes

  No

  N/A

• Are records of nonconformances kept?

  Yes

  No

  N/A

• Do staff have access to these records?

  Yes

  No

  N/A

• Is the information of nonconformances communicated to staff?

  Yes

  No

  N/A

• Is there a corrective action process in place?

  Yes

  No

  N/A

• Are nonconformances investigated and root causes determined?

  Yes

  No

  N/A

• Are corrective actions developed and implemented?

  Yes

  No

  N/A

• Are the corrective actions reviewed and evaluated for effectiveness?

  Yes

  No

  N/A

• Do you have documented results of evaluation and effectiveness?

  Yes

  No

  N/A

• Are the corrective actions and their results communicated to staff?

  Yes

  No

  N/A

• Are affected processes and procedures updated based on the corrective action?

  Yes

  No

  N/A

• Are the company risks and opportunities reviewed and updated based on the corrective action?

  Yes

  No

  N/A

• Are any changes made to the HSEQ management system?

  Yes

  No

  N/A

• Are the staff trained on the new process and procedure updates due to corrective action?

  Yes

  No

  N/A

• Audit Summary

  Yes

  No

  N/A