Internal Audit Checklist - Action Process

• Document No.

• Process being audited

• Client / Site

• Conducted on

  Date

• Prepared by

• Location
  Address

• Personnel

Audit Questions

• Is the Action Process documented and being utilised?<br>

  Yes

  No

  N/A

• Are all aspects of non-conformance, incidents and complaints being recorded on the Action Log?

  Yes

  No

  N/A

• Please confirm the number of non-conformances raised since the last internal audit

• Has the process been effectively rolled out to all staff?

  Yes

  No

  N/A

• Are the line managers ensuring that all reports and investigations are carried out in the appropriate time frame? (7 days)

  Yes

  No

  N/A

• What is the average number of days for completion?

• Are investigations closed out on time and reported back to the relevant individuals?

  Yes

  No

  N/A

• Is feedback from the investigations reviewed and any lessons learned?

  Yes

  No

  N/A

• Are there any trends?

  Yes

  No

  N/A

• Are there any ways in which we could improve the process?

  Yes

  No

  N/A

• Select date

  Date

• Auditor

  Sign