Information
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Document No.
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Audit Title
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Client / Site
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Conducted on
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Prepared by
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Location
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Personnel
Security
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Do all staff hold the appropriate valid SIA licence and is the register up to date
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Are the assignment instructions in date, relevant, signed and followed by all
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Is the control room tidy and free from personal belongings, rubbish etc
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Is the control room controlled and compliant as per the CCTV code of practice and the DPA
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Check the site documentation for a 7 day period
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Daily Health and Safety checks (safe to trade etc)<br>
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Fire test logs (tenant and landlord areas)
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Daily occurance book
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Incident reports and incident report log
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Accident reports / investigations
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Is the above documentation completed to an acceptable standard and filed appropriately
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Are the appropriate cash handling procedures understood and followed
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Is there a daily floor planner in place for the security team
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Are officers on the mall and visible to the public and tenants
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Complete a random patrol with an officer and assess the following
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Route knowledge
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Any risks / hazards etc reported correctly and logged (select if no hazards / risks identified)
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Vigilant and observant throughout the patrol
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Completed in a timely manner
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Are patrols completed to the required standard with appropriate records in place for completing patrols (record the patrol competed and the patrolling officers name)
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Select two officers and complete the following performance assessment
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Table top exercise - give the officer a site specific scenario and ask how they would respond to the incident. (Please record details of the scenarios and response below)
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Did the officer give the correct response to the scenario
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Assignment Instruction knowledge - select two areas of the AI's and test the officers understanding (Please record details of the question and response below)
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Was the correct response given to the assignment questions
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Is the officers time keeping and attendance of an acceptable standard
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Does the officer have a good 'Yes can do' attitude towards their role and the centre
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Is the officer smart, in full uniform and presenting a professional image
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Are the officers written reports to the required standard
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Is the officers site knowledge of an acceptable standard
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Overall, Is the officer/s performance assessment to the required standard
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Officers name and signature
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Security officer two
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Table top exercise - give the officer a site specific scenario and ask how they would respond to the incident. (Please record details of the scenarios and response below)
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Did the officer give the correct response to the scenario
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Assignment Instruction knowledge - select two areas of the AI's and test the officers understanding (Please record details of the question and response below)
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Was the correct response given to the assignment questions
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Is the officers time keeping and attendance of an acceptable standard
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Does the officer have a good 'Yes can do' attitude towards their role and the centre
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Is the officer smart, in full uniform and presenting a professional image
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Are the officers written reports to the required standard
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Is the officers site knowledge of an acceptable standard
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Overall, Is the officer/s performance assessment to the required standard
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Officers name and signature
Health and Safety and Accident Management
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Have all accidents and near misses been reported to the report line and a reference number issued (since last inspection)
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Have accidents and Near Misses been thoroughly investigated and actions taken to prevent reoccurrence (evidence needed)
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Is the accident report process understood and followed by all staff on duty
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Do all staff on duty understand and follow the process for reporting defects / hazards etc
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Do any of the reported hazards / defects still present a risk
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Is the centre evacuation procedure understood by all staff (question random staff)
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Are all fire routes clear from obstruction
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Is there the appropriate number of first aid trained staff on duty
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Is there an adequate supply of first aid equipment
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Are risk assessments and method statements on site to cover all tasks
Employee Assessment and Welfare
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Is the sickness and absence process understood and followed
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Is the level of sickness and absence of an acceptable level (record the number of reported sick days since your last inspection)
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Is the training matrix in place and up to date
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Are holidays being managed effectively
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Is the payroll correct with zero mistakes made on the last pay run
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Are all employee issues resolved
Cleaning
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Is the centre / mall clean tidy and of a good standard
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Is the car park and associated areas clean, tidy and of an good standard
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Is the process for reporting spillages / hazards in place, in use and understood by all with supporting documentation
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Are spill kits available on site and are staff trained in the usage
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Are the back of house areas clean, tidy and of a good standard
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Are the public toilets clean, tidy, we'll stocked and of a good standard
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Are the public toilets checked on a regular basis with supporting documentation
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Are chemicals on site covered by a COSHH assessment and stored correctly
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Is the cleaning machinery in good condition
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Is the correct process in place and followed for ordering consumables
Visual Risk Inspection
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Is the centre free from slip / trip and fall hazards
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If hazards are present are they controlled - wet floor sign, isolated etc?
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Is the centre free from fire hazards
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Is the centre free from electrical hazards
Management
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Are all outstanding actions from Head Office or the Regional team resolved (select 'NO' to add a new issue)
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Are all issues raised by centre management resolved (select 'NO' to add a new issue)
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Are the weekly contracted hours adhered to
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Completed by
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On site representative