Information
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Document No.
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Audit Title
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Client / Site
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- NSO
- CSO
- SSO
- JKT
- CBT
- CKD
- WJ
- CJ
- EJ
- BN
- KAL
- SSI
- PUMA
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Conducted on
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Prepared by
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Location
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Personnel
Denied acces
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Full denied access to audit
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Denied access to any requested documents
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Denied access to any employees for interviews
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Partial access denied to part of facility for factory tour
Time records
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Direct evidence of two sets of conflicting records and/or more than 10% of employee testimony conflicts with payroll, timecards, or production records.
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No time records maintained for all employees (systemic issue)
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Incomplete or inadequate time records (e.g. only one pay period available for review, missing time cards)
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Timecards or production records conflict with > 10% of employee testimony
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Legal homeworker with no records and/or no monitoring
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Some time cards are missing (non systemic issue)
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Employees punch in early for work but don't commence before their shift
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Unintentional missed punches or time calculation errors
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Age documents not available for > 10% of employees
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Age documents not available for ≤ 10% of employees
Payroll
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Payroll conflicts with employee testimony
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No payroll / insufficient periods of payroll records maintained
Other demonstration of compliance
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Subcontracting without authorization
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Children present on workfloor but not working at time of audit
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Evidence of off-clock work leading to inability to verify compliance
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No proof that legally mandated benefits were paid to government
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Proof of updated details for collective bargaining agreement not available for review
Not listed findings
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High Risk Finding (Not Listed on the Matrix).
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Moderate Risk Finding (Not Listed on the Matrix)
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Minor Risk Finding (Not Listed on the Matrix)
Submission
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