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• Document No.

• Audit Title

• Client / Site

• Conducted on

  Date

• Prepared by

• Location
  Address

• Personnel

Exterior/entry ways

• Is there a lock on the store dumpster and is the dumpster area secured?

  Yes

  No

  N/A

• Are the EAS checkpoint antennas and register pads functioning properly?

  Yes

  No

  N/A

• If EAS alarm sounded while at the store, were proper procedures followed?

  Yes

  No

  N/A

• Are all non public doors locked?

  Yes

  No

  N/A

• Are non public door access codes changed periodically?

  Yes

  No

  N/A

• Are all exterior emergency exits closed and sealed?

  Yes

  No

  N/A

• Are all emergency exits accessible and free from obstructions?

  Yes

  No

  N/A

• Are empty totes stored either in inside the stockroom or within a secured area outside of the store?

  Yes

  No

  N/A

Sales Floor

• Are cashiers using their own register sign on ID or Scan ID?

  Yes

  No

  N/A

• Are cashiers locking their registers when not in use?

  Yes

  No

  N/A

• Are all register areas free of unauthorized items?

  Yes

  No

  N/A

• Are the Cosmetic cases locked and the keys secured?

  Yes

  No

  N/A

• Are applicable tobacco and alcohol sales signs posted at the registers?

  Yes

  No

  N/A

• Are there any signs of leakage at the silver recovery unit (SRU) in Photo?

  Yes

  No

  N/A

• Do all PVMs have the proper signage?

  Yes

  No

  N/A

Pharmacy

• Are doors to the pharmacy locked and is the entry code different from all other non-public doors?

  Yes

  No

  N/A

• Is there food/drink stored in the pharmacy refrigerator or freezer?

  Yes

  No

  N/A

• Is the CII cabinet locked and the key controlled by a pharmacist?

  Yes

  No

  N/A

• Is the spare pharmacy and CII cabinet keys stored in the approved key vial, properly sealed and logged and kept in the store safe?

  Yes

  No

  N/A

• Are coats, purses, briefcases or other unauthorized items stored in the pharmacy?

  Yes

  No

  N/A

Employee Areas/Office

• Is the overhead receiving door in the stockroom locked when not in use?

  Yes

  No

  N/A

• Is the Compliance Awareness Center installed and does it contain the most current quarterly topical poster?

  Yes

  No

  N/A

• Is the Security Operations Incident Quick Reference poster posted near the time clock and break room as well as in the pharmacy?

  Yes

  No

  N/A

• Is the office door locked?

  Yes

  No

  N/A

• Are funds in the office properly secured?

  Yes

  No

  N/A

• Is the store key to the armored car deposit door in managements possession, locked in the safe or secured in a key box!

  Yes

  No

  N/A

• Is the CCTV system at this location operational?

  Yes

  No

  N/A

• Is the CCTV/DVR control unit and POS server secured?

  Yes

  No

  N/A

• Are camera views unobstructed?

  Yes

  No

  N/A

• Is the break room clean and neat?

  Yes

  No

  N/A

• Are regular locker checks, per policy, being conducted by management?

  Yes

  No

  N/A

• Are store use items properly processed and clearly marked with store use labels containing the signature of the approving manager?

  Yes

  No

  N/A

General

• Are employee purchase stickers available and are they used properly?

  Yes

  No

  N/A

• Do all employee purchases have employee purchase stickers or receipts affixed?

  Yes

  No

  N/A

• Are employee purchases properly checked by a member of management before leaving the store?

  Yes

  No

  N/A

• Are there any signs of grazing?

  Yes

  No

  N/A

• Are any vendors observed unsupervised in secure store areas or using door codes to access those doors?

  Yes

  No

  N/A

• Are clear trash bags being used store wide?

  Yes

  No

  N/A

• Is store management aware of and following proper shoplifting response procedure?

  Yes

  No

  N/A

• Did you assist store management with a completion or review of the Quarterly Compliance Self Audit checklist during this visit?

  Yes

  No

  N/A

• General Comments