ISO14001:2004 Stage 1

• Audit Title

• Document No.

• Client / Site

• Conducted on

  Date

• Prepared by

• Location
  Address

• Personnel

• Insert Company Logo

  Media

Scope

• Enter the scope

Overview

• Overview of the organisation

Required Policies & Procedures

• 4.2 Is there an Environmental Policy?

  Yes

  No

  N/A

• 4.3.1 Have Environmental Aspects been identified?

  Yes

  No

  N/A

• 4.3.2 Have legal and other requirements been identified?

  Yes

  No

  N/A

• 4.3.3 Have objectives, targets & programmes been established?

  Yes

  No

  N/A

• 4.4.1 Have resources, roles and responsibilities been established?

  Yes

  No

  N/A

• 4.4.2 Are there records of competence, training and evidence of awareness?

  Yes

  No

  N/A

• 4.4.3 What communication methods are in place?

  Yes

  No

  N/A

• 4.4.4 Describe the documentation?

  Yes

  No

  N/A

• 4.4.5 Control of Documents procedure in place?

  Yes

  No

  N/A

• 4.4.6 Describe the operational control procedures

  Yes

  No

  N/A

• 4.4.7 is there and Emergency Preparedness and Response Procedure?

  Yes

  No

  N/A

• 4.5.1 What performance measurement and monitoring systems are in place?

  Yes

  No

  N/A

• 4.5.2 How is compliance evaluated?

  Yes

  No

  N/A

• 4.5.3 Corrective Action procedure in place?

  Yes

  No

  N/A

• 4.5.3 Preventive Action procedure in place?

  Yes

  No

  N/A

• 4.5.4 Control of Records procedure in place?

  Yes

  No

  N/A

Internal Audits

• 4.5.5 Are Internal Audits planned and conducted?

  Yes

  No

  N/A

Management Review

• 4.6 Is there a Management Review Process?

  Yes

  No

  N/A

• Describe the process of Management Review including the inputs

• Record the date of the last management review

  Date